Financial & Investment Management Group’s First Trust Intermediate Duration Preferred & Income Fund FPF Stock Holding History

Financial & Investment Management Group’s Portfolio FPF Stock Details FPF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-19,543	Closed	-$421K	–	129
2015 Q2	$421K	Buy	+19,543	New	+$437K	0.11%	100
2015 Q1	–	Sell	-79,869	Closed	-$1.81M	–	132
2014 Q4	$1.81M	Sell	79,869 -71,975	-47%	-$1.58M	0.48%	51
2014 Q3	$3.3M	Sell	151,844 -325	-0.2%	-$7.17K	0.97%	30
2014 Q2	$3.48M	Sell	152,169 -24,821	-14%	-$558K	0.99%	26
2014 Q1	$3.92M	Sell	176,990 -17,285	-9%	-$373K	1.14%	25
2013 Q4	$4.13M	Buy	+194,275	New	+$4.04M	1.3%	23

Other funds holding FPF

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $823M AUM 27.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

SCM

Sterneck Capital Management Kansas City, Missouri $233M AUM 21.98% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Financial & Investment Management Group's FPF Position: Q3 2015 in Review

Financial & Investment Management Group sold out of First Trust Intermediate Duration Preferred & Income Fund (FPF) in Q3 2015, closing a stake of 19,543 shares — an estimated $421K sold.

Financial & Investment Management Group first reported a position in FPF in Q4 2013 and held it in 6 quarters. The position peaked at $4.13M in Q4 2013. 52 funds tracked by Wall St. Rank hold FPF as of Q3 2015.

Financial & Investment Management Group reported no remaining First Trust Intermediate Duration Preferred & Income Fund position as of Q3 2015 after selling out during the quarter.
Financial & Investment Management Group sold 19,543 First Trust Intermediate Duration Preferred & Income Fund shares in Q3 2015, an estimated $421K.
Financial & Investment Management Group first reported a position in First Trust Intermediate Duration Preferred & Income Fund in Q4 2013 and held it in 6 quarters.
Financial & Investment Management Group's First Trust Intermediate Duration Preferred & Income Fund position peaked at $4.13M in Q4 2013.
52 funds tracked by Wall St. Rank held First Trust Intermediate Duration Preferred & Income Fund as of Q3 2015.

Based on Financial & Investment Management Group's 13F filing for Q3 2015, filed 15 Oct 2015.