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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-6.63%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$274M
AUM Growth
-$29.6M
Cap. Flow
-$11.3M
Cap. Flow %
-4.13%
Top 10 Hldgs %
32.55%
Holding
139
New
26
Increased
27
Reduced
56
Closed
16

Top Buys

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$7.69M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$7.32M
3
BGT icon
BlackRock Floating Rate Income Trust
BGT
+$5.99M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$4.04M
5
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$3.64M

Top Sells

1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$13.5M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$10.4M
3
BSJK
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
+$9.07M
4
MPT
Medical Properties Trust
MPT
+$6.68M
5
NOK icon
Nokia
NOK
+$5.83M

Sector Composition

1 Real Estate 10.8%
2 Healthcare 8.06%
3 Communication Services 7.5%
4 Materials 6.34%
5 Utilities 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHR
101
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$209K 0.08%
7,912
-169,654
-96% -$4.4M
CTXS
102
DELISTED
Citrix Systems Inc
CTXS
$205K 0.07%
2,000
– –
MFL
103
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$204K 0.07%
16,000
– –
MMU
104
Western Asset Managed Municipals Fund
MMU
$567M
$203K 0.07%
16,000
-5,000
-24% -$60.9K
MVF
105
DELISTED
BlackRock MuniVest Fund
MVF
$203K 0.07%
24,600
-7,000
-22% -$58.9K
MYD
106
DELISTED
BlackRock MuniYield Fund
MYD
$200K 0.07%
16,000
-3,000
-16% -$38.8K
PML
107
PIMCO Municipal Income Fund II
PML
$501M
$200K 0.07%
15,000
– –
MTT
108
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$195K 0.07%
10,000
– –
MHD icon
109
BlackRock MuniHoldings Fund
MHD
$614M
$191K 0.07%
13,000
– –
MVT
110
DELISTED
BlackRock MuniVest Fund II
MVT
$188K 0.07%
14,375
-2,200
-13% -$28.9K
NZF icon
111
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$188K 0.07%
14,000
– –
NEV
112
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$180K 0.07%
14,000
– –
TDF
113
Templeton Dragon Fund
TDF
$268M
$173K 0.06%
+10,187
New +$179K
MGF
114
Aberdeen Government Markets Income Fund
MGF
$92.2M
$162K 0.06%
36,184
-6,289
-15% -$27.5K
FMY
115
First Trust Mortgage Income Fund
FMY
$49M
$144K 0.05%
11,029
-1,025
-9% -$13.5K
SQBG
116
DELISTED
Sequential Brands Group, Inc.
SQBG
$143K 0.05%
4,461
-20,496
-82% -$926K
WIA
117
Western Asset Inflation-Linked Income Fund
WIA
$187M
$134K 0.05%
+12,682
New +$137K
SNR
118
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$133K 0.05%
32,175
-11,616
-27% -$61.2K
BKT icon
119
BlackRock Income Trust
BKT
$338M
$126K 0.05%
7,431
-125
-2% -$2.12K
LOR
120
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$88K 0.03%
+10,332
New +$94.4K
AEG icon
121
Aegon
AEG
$13.3B
$65K 0.02%
16,309
– –
AC
122
DELISTED
Associated Capital Group
AC
– –
-12,909
Closed -$547K
GGZ
123
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$122M
– –
-27,525
Closed -$336K
GIS icon
124
General Mills
GIS
$20.3B
– –
-7,104
Closed -$305K
HBI
125
DELISTED
Hanesbrands
HBI
– –
-238,684
Closed -$4.4M
2 3 4
5
6

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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q4 2018 Portfolio in Review

As of Q4 2018, Financial & Investment Management Group held 139 positions worth $274M, down 9.7% from $304M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Financial & Investment Management Group withdrew a net $11.3M in Q4 2018, closing 16 positions and reducing 56 holdings. Its most notable exit was Schwab Short-Term US Treasury ETF, an estimated $13.5M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 11% of assets, down from 15% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Financial & Investment Management Group opened a new position in Western Asset Inflation-Linked Opportunities & Income Fund worth $7.17M.

  • Financial & Investment Management Group's largest Q4 2018 buy was Western Asset Inflation-Linked Opportunities & Income Fund: 706,203 shares worth $7.17M.
  • Financial & Investment Management Group added most to BlackRock Credit Allocation Income Trust in Q4 2018, an estimated $7.69M increase.
  • Financial & Investment Management Group's biggest Q4 2018 reduction was Schwab US TIPS ETF, cutting an estimated $10.4M.
  • Financial & Investment Management Group fully exited Schwab Short-Term US Treasury ETF in Q4 2018, selling an estimated $13.5M.
  • Financial & Investment Management Group's ten largest holdings make up 33% of its $274M portfolio in Q4 2018.
  • Financial & Investment Management Group opened 26 new positions and closed 16 in Q4 2018.
  • Financial & Investment Management Group's portfolio value fell 9.7% quarter-over-quarter to $274M.

Based on Financial & Investment Management Group's 13F filing for Q4 2018, filed 30 Jan 2019.