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FIMG
Financial & Investment Management Group Portfolio holdings
AUM
$274M
Turnover
30.22%
1-Year Est. Return
8.43%
This Fund
S&P 500
This Quarter
Est. Return
-6.63%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$274M
AUM Growth
-$29.6M
(-9.7%)
Cap. Flow
-$11.3M
Cap. Flow
% of AUM
-4.13%
Top 10 Holdings %
Top 10 Hldgs %
32.55%
Holding
139
New
26
Increased
27
Reduced
56
Closed
16
Avg Time Held
1.5
years
Top 10 Avg Time Held
0.8
years
Top 20 Avg Time Held
1
year
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock Credit Allocation Income Trust
BTZ
|
+$7.69M |
| 2 |
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
|
+$7.32M |
| 3 |
BlackRock Floating Rate Income Trust
BGT
|
+$5.99M |
| 4 |
DoubleLine Income Solutions Fund
DSL
|
+$4.04M |
| 5 |
BlackRock Floating Rate Income Strategies Fund
FRA
|
+$3.64M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$13.5M |
| 2 |
Schwab US TIPS ETF
SCHP
|
+$10.4M |
| 3 |
BSJK
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
|
+$9.07M |
| 4 |
Medical Properties Trust
MPT
|
+$6.68M |
| 5 |
Nokia
NOK
|
+$5.83M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.07% |
| 2 | Real Estate | 12.98% |
| 3 | Healthcare | 8.06% |
| 4 | Communication Services | 7.5% |
| 5 | Materials | 6.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
101
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
| $209K | 0.08% |
7,912
-169,654
| -96% | -$4.4M |
2016 Q1
11 quarters
|
|
|
CTXS
102
DELISTED
Citrix Systems Inc
CTXS
| $205K | 0.07% |
2,000
| – | – |
2018 Q2
2 quarters
|
|
|
MFL
103
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
| $204K | 0.07% |
16,000
| – | – |
2018 Q2
2 quarters
|
|
104
Western Asset Managed Municipals Fund
MMU
$519M
| $203K | 0.07% |
16,000
-5,000
| -24% | -$60.9K |
2018 Q2
2 quarters
|
|
105
DELISTED
BlackRock MuniVest Fund
MVF
| $203K | 0.07% |
24,600
-7,000
| -22% | -$58.9K |
2018 Q3
1 quarter
|
|
106
DELISTED
BlackRock MuniYield Fund
MYD
| $200K | 0.07% |
16,000
-3,000
| -16% | -$38.8K |
2018 Q2
2 quarters
|
|
107
PIMCO Municipal Income Fund II
PML
$444M
| $200K | 0.07% |
15,000
| – | – |
2018 Q3
1 quarter
|
|
|
MTT
108
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
| $195K | 0.07% |
10,000
| – | – |
2018 Q3
1 quarter
|
|
109
BlackRock MuniHoldings Fund
MHD
$1.83B
| $191K | 0.07% |
13,000
| – | – |
2018 Q3
1 quarter
|
|
110
DELISTED
BlackRock MuniVest Fund II
MVT
| $188K | 0.07% |
14,375
-2,200
| -13% | -$28.9K |
2018 Q3
1 quarter
|
|
111
Nuveen Municipal Credit Income Fund
NZF
$2.17B
| $188K | 0.07% |
14,000
| – | – |
2018 Q3
1 quarter
|
|
|
NEV
112
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
| $180K | 0.07% |
14,000
| – | – |
2018 Q3
1 quarter
|
|
113
Templeton Dragon Fund
TDF
$235M
| $173K | 0.06% |
+10,187
| New | +$179K |
2018 Q4
0 quarters
|
|
|
MGF
114
Aberdeen Government Markets Income Fund
MGF
$87.5M
| $162K | 0.06% |
7,237
-1,258
| -15% | -$27.5K |
2017 Q4
4 quarters
|
|
115
First Trust Mortgage Income Fund
FMY
$48M
| $144K | 0.05% |
11,029
-1,025
| -9% | -$13.5K |
2018 Q1
3 quarters
|
|
|
SQBG
116
DELISTED
Sequential Brands Group, Inc.
SQBG
| $143K | 0.05% |
4,461
-20,496
| -82% | -$926K |
2017 Q2
6 quarters
|
|
117
Western Asset Inflation-Linked Income Fund
WIA
$178M
| $134K | 0.05% |
+12,682
| New | +$137K |
2018 Q4
0 quarters
|
|
|
SNR
118
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
| $133K | 0.05% |
32,175
-11,616
| -27% | -$61.2K |
2015 Q3
13 quarters
|
|
119
BlackRock Income Trust
BKT
$313M
| $126K | 0.05% |
7,431
-125
| -2% | -$2.12K |
2018 Q2
2 quarters
|
|
|
LOR
120
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
| $88K | 0.03% |
+10,332
| New | +$94.4K |
2018 Q4
0 quarters
|
|
121
Aegon
AEG
$12.3B
| $65K | 0.02% |
16,309
| – | – |
2014 Q1
19 quarters
|
|
122
DELISTED
Associated Capital Group
AC
| – | – |
-12,909
| Closed | -$547K | – |
|
123
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$115M
| – | – |
-27,525
| Closed | -$336K | – |
|
124
General Mills
GIS
$17.7B
| – | – |
-7,104
| Closed | -$305K | – |
|
125
DELISTED
Hanesbrands
HBI
| – | – |
-238,684
| Closed | -$4.4M | – |
|
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Financial & Investment Management Group's Q4 2018 Portfolio in Review
As of Q4 2018, Financial & Investment Management Group held 139 positions worth $274M, down 9.7% from $304M the previous quarter. Its ten largest holdings account for 33% of the portfolio.
Financial & Investment Management Group withdrew a net $11.3M in Q4 2018, closing 16 positions and reducing 56 holdings. Its most notable exit was Schwab Short-Term US Treasury ETF, an estimated $13.5M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 47% a quarter earlier, followed by Real Estate and Healthcare.
Against the trend, Financial & Investment Management Group opened a new position in Western Asset Inflation-Linked Opportunities & Income Fund worth $7.17M.
- Financial & Investment Management Group's largest Q4 2018 buy was Western Asset Inflation-Linked Opportunities & Income Fund: 706,203 shares worth $7.17M.
- Financial & Investment Management Group added most to BlackRock Credit Allocation Income Trust in Q4 2018, an estimated $7.69M increase.
- Financial & Investment Management Group's biggest Q4 2018 reduction was Schwab US TIPS ETF, cutting an estimated $10.4M.
- Financial & Investment Management Group fully exited Schwab Short-Term US Treasury ETF in Q4 2018, selling an estimated $13.5M.
- Financial & Investment Management Group's ten largest holdings make up 33% of its $274M portfolio in Q4 2018.
- Financial & Investment Management Group opened 26 new positions and closed 16 in Q4 2018.
- Financial & Investment Management Group's portfolio value fell 9.7% quarter-over-quarter to $274M.
Based on Financial & Investment Management Group's 13F filing for Q4 2018, filed 30 Jan 2019.