Financial & Investment Management Group’s Associated Capital Group AC Stock Holding History

Financial & Investment Management Group’s Portfolio AC Stock Details AC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-12,909	Closed	-$547K	–	124
2018 Q3	$547K	Sell	12,909 -36,945	-74%	-$1.41M	0.18%	72
2018 Q2	$1.88M	Sell	49,854 -107,197	-68%	-$4.03M	0.6%	47
2018 Q1	$5.85M	Buy	157,051 +6,031	+4%	+$213K	1.88%	17
2017 Q4	$5.12M	Buy	151,020 +34,838	+30%	+$1.23M	1.78%	20
2017 Q3	$4.13M	Buy	116,182 +42,948	+59%	+$1.45M	1.36%	23
2017 Q2	$2.48M	Buy	73,234 +46,460	+174%	+$1.57M	0.91%	32
2017 Q1	$963K	Sell	26,774 -3,150	-11%	-$114K	0.33%	51
2016 Q4	$978K	Sell	29,924 -713	-2%	-$24.2K	0.38%	52
2016 Q3	$1.08M	Buy	+30,637	New	+$965K	0.35%	56

Other funds holding AC

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

MRI

Mad River Investors Boston, Massachusetts $268M AUM 31.54% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

SMC

S. Muoio & Co New York $75.7M AUM 42.51% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Financial & Investment Management Group's AC Position: Q4 2018 in Review

Financial & Investment Management Group sold out of Associated Capital Group (AC) in Q4 2018, closing a stake of 12,909 shares — an estimated $547K sold.

Financial & Investment Management Group first reported a position in AC in Q3 2016 and held it in 9 quarters. The position peaked at $5.85M in Q1 2018. 51 funds tracked by Wall St. Rank hold AC as of Q4 2018.

Financial & Investment Management Group reported no remaining Associated Capital Group position as of Q4 2018 after selling out during the quarter.
Financial & Investment Management Group sold 12,909 Associated Capital Group shares in Q4 2018, an estimated $547K.
Financial & Investment Management Group first reported a position in Associated Capital Group in Q3 2016 and held it in 9 quarters.
Financial & Investment Management Group's Associated Capital Group position peaked at $5.85M in Q1 2018.
51 funds tracked by Wall St. Rank held Associated Capital Group as of Q4 2018.

Based on Financial & Investment Management Group's 13F filing for Q4 2018, filed 30 Jan 2019.