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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-6.63%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$274M
AUM Growth
-$29.6M
Cap. Flow
-$11.3M
Cap. Flow %
-4.13%
Top 10 Hldgs %
32.55%
Holding
139
New
26
Increased
27
Reduced
56
Closed
16

Top Buys

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$7.69M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$7.32M
3
BGT icon
BlackRock Floating Rate Income Trust
BGT
+$5.99M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$4.04M
5
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$3.64M

Top Sells

1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$13.5M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$10.4M
3
BSJK
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
+$9.07M
4
MPT
Medical Properties Trust
MPT
+$6.68M
5
NOK icon
Nokia
NOK
+$5.83M

Sector Composition

1 Real Estate 10.8%
2 Healthcare 8.06%
3 Communication Services 7.5%
4 Materials 6.34%
5 Utilities 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GROW icon
76
US Global Investors
GROW
$36.6M
$554K 0.2%
503,581
-113,711
-18% -$147K
SMTA
77
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$554K 0.2%
+77,673
New +$787K
BSD
78
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$548K 0.2%
+46,000
New +$549K
IBMK
79
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$510K 0.19%
+19,911
New +$505K
BBK
80
DELISTED
Blackrock Municipal Bond Trust
BBK
$508K 0.19%
+38,028
New +$510K
APF
81
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$507K 0.18%
30,817
-1,142
-4% -$17.9K
BFK
82
DELISTED
BlackRock Municipal Income Trust
BFK
$450K 0.16%
36,900
+18,400
+99% +$227K
STEW
83
SRH Total Return Fund
STEW
$1.76B
$447K 0.16%
42,831
+850
+2% +$9.04K
MQY icon
84
BlackRock MuniYield Quality Fund
MQY
$828M
$435K 0.16%
+33,500
New +$435K
BKN
85
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$410K 0.15%
+31,000
New +$406K
SPE.PRB
86
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$371K 0.14%
14,868
-4,149
-22% -$104K
UNH icon
87
UnitedHealth
UNH
$387B
$353K 0.13%
1,418
-100
-7% -$26.4K
TIP icon
88
iShares TIPS Bond ETF
TIP
$14.5B
$345K 0.13%
3,154
-962
-23% -$105K
WBA
89
DELISTED
Walgreens Boots Alliance
WBA
$342K 0.12%
5,011
– –
STIP icon
90
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$303K 0.11%
3,094
-174
-5% -$17.1K
FCT
91
First Trust Senior Floating Rate Income Fund II
FCT
$249M
$296K 0.11%
+26,450
New +$316K
GLO
92
Clough Global Opportunities Fund
GLO
$252M
$262K 0.1%
31,838
-1,039
-3% -$9.86K
VGIT icon
93
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.9B
$258K 0.09%
4,070
-975
-19% -$60.7K
LWAY icon
94
Lifeway Foods
LWAY
$488M
$252K 0.09%
133,979
-114,431
-46% -$305K
JFR icon
95
Nuveen Floating Rate Income Fund
JFR
$1.24B
$248K 0.09%
+26,850
New +$264K
RNP icon
96
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$245K 0.09%
+13,773
New +$251K
RGT
97
Royce Global Value Trust
RGT
$96.5M
$243K 0.09%
27,370
-7,807
-22% -$73.3K
ADI icon
98
Analog Devices
ADI
$183B
$226K 0.08%
2,632
– –
NUV icon
99
Nuveen Municipal Value Fund
NUV
$1.92B
$215K 0.08%
23,200
-6,800
-23% -$62.8K
TT icon
100
Trane Technologies
TT
$104B
$211K 0.08%
2,317
-250
-10% -$24.6K
2 3
4
5 6

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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q4 2018 Portfolio in Review

As of Q4 2018, Financial & Investment Management Group held 139 positions worth $274M, down 9.7% from $304M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Financial & Investment Management Group withdrew a net $11.3M in Q4 2018, closing 16 positions and reducing 56 holdings. Its most notable exit was Schwab Short-Term US Treasury ETF, an estimated $13.5M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 11% of assets, down from 15% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Financial & Investment Management Group opened a new position in Western Asset Inflation-Linked Opportunities & Income Fund worth $7.17M.

  • Financial & Investment Management Group's largest Q4 2018 buy was Western Asset Inflation-Linked Opportunities & Income Fund: 706,203 shares worth $7.17M.
  • Financial & Investment Management Group added most to BlackRock Credit Allocation Income Trust in Q4 2018, an estimated $7.69M increase.
  • Financial & Investment Management Group's biggest Q4 2018 reduction was Schwab US TIPS ETF, cutting an estimated $10.4M.
  • Financial & Investment Management Group fully exited Schwab Short-Term US Treasury ETF in Q4 2018, selling an estimated $13.5M.
  • Financial & Investment Management Group's ten largest holdings make up 33% of its $274M portfolio in Q4 2018.
  • Financial & Investment Management Group opened 26 new positions and closed 16 in Q4 2018.
  • Financial & Investment Management Group's portfolio value fell 9.7% quarter-over-quarter to $274M.

Based on Financial & Investment Management Group's 13F filing for Q4 2018, filed 30 Jan 2019.