Financial & Investment Management Group’s Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B SPE.PRB Stock Holding History

Financial & Investment Management Group’s Portfolio SPE.PRB Stock Details SPE.PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$371K	Sell	14,868 -4,149	-22%	-$104K	0.14%	87
2018 Q3	$485K	Sell	19,017 -244	-1%	-$6.26K	0.16%	76
2018 Q2	$492K	Sell	19,261 -210	-1%	-$5.39K	0.16%	74
2018 Q1	$498K	Sell	19,471 -1,335	-6%	-$34.5K	0.16%	72
2017 Q4	$538K	Sell	20,806 -201	-1%	-$5.19K	0.19%	59
2017 Q3	$538K	Sell	21,007 -306	-1%	-$7.85K	0.18%	62
2017 Q2	$543K	Sell	21,313 -141	-0.7%	-$3.61K	0.2%	59
2017 Q1	$543K	Sell	21,454 -469	-2%	-$12K	0.18%	66
2016 Q4	$557K	Sell	21,923 -219	-1%	-$5.58K	0.21%	68
2016 Q3	$571K	Buy	+22,142	New	+$569K	0.19%	74

Other funds holding SPE.PRB

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NewSquare Capital Newtown Square, Pennsylvania $1.15B AUM 24.78% 1-Year Est. Return

Financial & Investment Management Group's SPE.PRB Position: Q4 2018 in Review

Financial & Investment Management Group reduced its Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B (SPE.PRB) stake by 22% in Q4 2018, selling an estimated $104K and leaving 14,868 shares worth $371K. The position accounts for 0.14% of the portfolio, ranked #87.

Financial & Investment Management Group first reported a position in SPE.PRB in Q3 2016 and has held it in 10 quarters since. The position peaked at $571K in Q3 2016. 11 funds tracked by Wall St. Rank hold SPE.PRB as of Q4 2018.

Financial & Investment Management Group held 14,868 shares of Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B worth $371K as of Q4 2018.
Financial & Investment Management Group sold 4,149 Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B shares in Q4 2018, an estimated $104K.
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B made up 0.14% of Financial & Investment Management Group's portfolio in Q4 2018, its #87 holding.
Financial & Investment Management Group first reported a position in Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B in Q3 2016 and has held it in 10 quarters since.
Financial & Investment Management Group's Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B position peaked at $571K in Q3 2016.
11 funds tracked by Wall St. Rank held Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B as of Q4 2018.

Based on Financial & Investment Management Group's 13F filing for Q4 2018, filed 30 Jan 2019.