Rivernorth Capital Management’s Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B SPE.PRB Stock Holding History

Rivernorth Capital Management’s Portfolio SPE.PRB Stock Details SPE.PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-161,353	Closed	-$4.12M	–	570
2020 Q4	$4.12M	Hold	161,353	–	–	0.24%	87
2020 Q3	$4.07M	Sell	161,353 -500	-0.3%	-$12.7K	0.25%	87
2020 Q2	$4.07M	Sell	161,853 -29,427	-15%	-$736K	0.23%	96
2020 Q1	$4.63M	Hold	191,280	–	–	0.31%	83
2019 Q4	$4.89M	Hold	191,280	–	–	0.29%	77
2019 Q3	$4.84K	Hold	191,280	–	–	0.02%	95
2019 Q2	$4.84K	Hold	191,280	–	–	0.21%	77
2019 Q1	$4.79M	Hold	191,280	–	–	0.32%	78
2018 Q4	$4.72M	Hold	191,280	–	–	0.28%	94
2018 Q3	$4.88M	Hold	191,280	–	–	0.41%	61
2018 Q2	$4.88M	Hold	191,280	–	–	0.38%	64
2018 Q1	$4.9M	Hold	191,280	–	–	0.36%	73
2017 Q4	$4.95M	Hold	191,280	–	–	0.34%	78
2017 Q3	$4.89M	Hold	191,280	–	–	0.4%	65
2017 Q2	$4.88M	Hold	191,280	–	–	0.37%	74
2017 Q1	$4.87M	Hold	191,280	–	–	0.34%	83
2016 Q4	$4.86M	Sell	191,280 -16,150	-8%	-$411K	0.32%	90
2016 Q3	$5.36M	Buy	+207,430	New	+$5.33M	0.39%	80

Other funds holding SPE.PRB

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Rivernorth Capital Management's SPE.PRB Position: Q1 2021 in Review

Rivernorth Capital Management sold out of Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B (SPE.PRB) in Q1 2021, closing a stake of 161,353 shares — an estimated $4.12M sold.

Rivernorth Capital Management first reported a position in SPE.PRB in Q3 2016 and held it in 18 quarters. The position peaked at $5.36M in Q3 2016. 1 fund tracked by Wall St. Rank holds SPE.PRB as of Q1 2021.

Rivernorth Capital Management reported no remaining Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B position as of Q1 2021 after selling out during the quarter.
Rivernorth Capital Management sold 161,353 Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B shares in Q1 2021, an estimated $4.12M.
Rivernorth Capital Management first reported a position in Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B in Q3 2016 and held it in 18 quarters.
Rivernorth Capital Management's Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B position peaked at $5.36M in Q3 2016.
1 fund tracked by Wall St. Rank held Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B as of Q1 2021.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.