Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
SPE.PRB was delisted on the 6th of July, 2021.
11 hedge funds and large institutions have $36.4M invested in Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B in 2018 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 1 closing their positions.
1% more capital invested
Capital invested by funds: $35.9M → $36.4M (+$519K)
0% more funds holding
Funds holding: 11 → 11 (0)
0% more first-time investments, than exits
New positions opened: 1 | Existing positions closed: 1
0% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RVPG
Relative Value Partners Group
|
+$683K |
| 2 |
CL
CSS LLC
Chicago,
Illinois
|
+$172K |
| 3 |
NC
NewSquare Capital
Newtown Square,
Pennsylvania
|
+$4.05K |
| 4 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
+$805 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$206K |
| 2 |
FIMG
Financial & Investment Management Group
Traverse City,
Michigan
|
-$104K |
| 3 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$76.3K |
| 4 |
CPIG
Chicago Partners Investment Group
Chicago,
Illinois
|
-$19K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RVPG
1
Relative Value Partners Group
| $26M | +$683K | +27,165 | +3% |
|
|
RCM
2
Rivernorth Capital Management
West Palm Beach,
Florida
| $4.72M | – | – | – |
|
|
BBPWM
3
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $2.17M | +$805 | +32 | +0% |
|
|
CL
4
CSS LLC
Chicago,
Illinois
| $1.18M | +$172K | +6,822 | +17% |
|
|
5
UBS Group
Zurich,
Switzerland
| $954K | -$206K | -8,194 | -18% |
|
|
SFS
6
Shaker Financial Services
Arlington,
Virginia
| $835K | -$76.3K | -3,033 | -8% |
|
|
FIMG
7
Financial & Investment Management Group
Traverse City,
Michigan
| $371K | -$104K | -4,149 | -22% |
|
8
Wells Fargo
San Francisco,
California
| $110K | – | – | – |
|
|
WAP
9
Wealthcare Advisory Partners
West Chester,
Pennsylvania
| $6K | – | – | – |
|
10
Morgan Stanley
New York
| $5K | – | – | – |
|
|
NC
11
NewSquare Capital
Newtown Square,
Pennsylvania
| $4K | +$4.05K | +161 | New |
|
|
CPIG
12
Chicago Partners Investment Group
Chicago,
Illinois
| – | -$19K | -762 | Closed |
|
SPE.PRB Hedge Fund Activity: Q4 2018 in Review
11 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B (SPE.PRB) for Q4 2018, worth a combined $36.4M — up 1.4% from $35.9M a quarter earlier.
Fund positioning in SPE.PRB was balanced in Q4 2018: 1 fund opened new positions, 1 closed out, 3 added to existing stakes and 3 trimmed.
The largest buyer was Relative Value Partners Group, adding an estimated $683K. The largest seller was UBS Group, cutting an estimated $206K.
- 11 institutional investors held Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B (SPE.PRB) as of Q4 2018, unchanged from Q3 2018.
- Funds reported $36.4M of Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B stock for Q4 2018, up 1.4% quarter-over-quarter.
- 1 fund opened new Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B positions in Q4 2018 and 1 closed out, a net change of 0 holders.
- The largest Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B buyer in Q4 2018 was Relative Value Partners Group, an estimated $683K added.
- The largest Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B seller in Q4 2018 was UBS Group, an estimated $206K sold.
Based on aggregated 13F filings for Q4 2018.