Relative Value Partners Group’s Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B SPE.PRB Stock Holding History

Relative Value Partners Group’s Portfolio SPE.PRB Stock Details SPE.PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-1,027,556	Closed	-$25.9M	–	210
2020 Q3	$25.9M	Buy	1,027,556 +3,197	+0.3%	+$80.9K	2.69%	11
2020 Q2	$25.8M	Buy	1,024,359 +21,830	+2%	+$546K	2.71%	13
2020 Q1	$24.2M	Buy	1,002,529 +1,688	+0.2%	+$42.6K	2.85%	11
2019 Q4	$25.6M	Sell	1,000,841 -21,291	-2%	-$542K	2.46%	13
2019 Q3	$25.8M	Sell	1,022,132 -761	-0.1%	-$19.3K	2.6%	12
2019 Q2	$25.7M	Sell	1,022,893 -7,151	-0.7%	-$180K	2.69%	12
2019 Q1	$25.8M	Sell	1,030,044 -12,939	-1%	-$324K	2.76%	9
2018 Q4	$26M	Buy	1,042,983 +27,165	+3%	+$683K	3.02%	8
2018 Q3	$25M	Sell	1,015,818 -3,605	-0.4%	-$92.5K	2.77%	11
2018 Q2	$26M	Sell	1,019,423 -19,656	-2%	-$505K	2.87%	9
2018 Q1	$26.6M	Sell	1,039,079 -8,832	-0.8%	-$228K	2.95%	8
2017 Q4	$27.1M	Sell	1,047,911 -692	-0.1%	-$17.9K	3%	11
2017 Q3	$26.8M	Buy	1,048,603 +733	+0.1%	+$18.8K	3.11%	11
2017 Q2	$26.7M	Sell	1,047,870 -3,697	-0.4%	-$94.7K	3.13%	10
2017 Q1	$26.8M	Buy	+1,051,567	New	+$26.9M	3.26%	11
2016 Q4	–	Sell	-1,006,897	Closed	-$26M	–	147
2016 Q3	$26M	Buy	+1,006,897	New	+$25.9M	3.36%	12

Other funds holding SPE.PRB

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Relative Value Partners Group's SPE.PRB Position: Q4 2020 in Review

Relative Value Partners Group sold out of Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B (SPE.PRB) in Q4 2020, closing a stake of 1,027,556 shares — an estimated $25.9M sold.

Relative Value Partners Group first reported a position in SPE.PRB in Q3 2016 and held it in 16 quarters. The position peaked at $27.1M in Q4 2017. 2 funds tracked by Wall St. Rank hold SPE.PRB as of Q4 2020.

Relative Value Partners Group reported no remaining Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B position as of Q4 2020 after selling out during the quarter.
Relative Value Partners Group sold 1,027,556 Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B shares in Q4 2020, an estimated $25.9M.
Relative Value Partners Group first reported a position in Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B in Q3 2016 and held it in 16 quarters.
Relative Value Partners Group's Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B position peaked at $27.1M in Q4 2017.
2 funds tracked by Wall St. Rank held Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B as of Q4 2020.

Based on Relative Value Partners Group's 13F filing for Q4 2020, filed 12 Feb 2021.