Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
SPE.PRB was delisted on the 6th of July, 2021.
10 hedge funds and large institutions have $36.1M invested in Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B in 2019 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 0 closing their positions.
50% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 2
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
1% less capital invested
Capital invested by funds: $36.4M → $36.1M (-$321K)
9% less funds holding
Funds holding: 11 → 10 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CL
CSS LLC
Chicago,
Illinois
|
+$206K |
| 2 |
UBS Group
Zurich,
Switzerland
|
+$26.8K |
| 3 |
NC
NewSquare Capital
Newtown Square,
Pennsylvania
|
+$4.03K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RVPG
Relative Value Partners Group
|
-$324K |
| 2 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
-$63.7K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RVPG
1
Relative Value Partners Group
| $25.8M | -$324K | -12,939 | -1% |
|
|
RCM
2
Rivernorth Capital Management
West Palm Beach,
Florida
| $4.79M | – | – | – |
|
|
BBPWM
3
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $2.12M | -$63.7K | -2,544 | -3% |
|
|
CL
4
CSS LLC
Chicago,
Illinois
| $1.4M | +$206K | +8,229 | +17% |
|
|
5
UBS Group
Zurich,
Switzerland
| $985K | +$26.8K | +1,071 | +3% |
|
|
SFS
6
Shaker Financial Services
Arlington,
Virginia
| $839K | – | – | – |
|
7
Wells Fargo
San Francisco,
California
| $110K | – | – | – |
|
|
NC
8
NewSquare Capital
Newtown Square,
Pennsylvania
| $8K | +$4.03K | +161 | +100% |
|
|
WAP
9
Wealthcare Advisory Partners
West Chester,
Pennsylvania
| $6K | – | – | – |
|
10
Morgan Stanley
New York
| $5K | – | – | – |
|
SPE.PRB Hedge Fund Activity: Q1 2019 in Review
10 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B (SPE.PRB) for Q1 2019, worth a combined $36.1M — down 0.88% from $36.4M a quarter earlier.
Fund positioning in SPE.PRB was balanced in Q1 2019: 0 funds opened new positions, 0 closed out, 3 added to existing stakes and 2 trimmed.
The largest buyer was CSS LLC, adding an estimated $206K. The largest seller was Relative Value Partners Group, cutting an estimated $324K.
- 10 institutional investors held Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B (SPE.PRB) as of Q1 2019, down from 11 in Q4 2018.
- Funds reported $36.1M of Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B stock for Q1 2019, down 0.88% quarter-over-quarter.
- 0 funds opened new Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B positions in Q1 2019 and 0 closed out.
- The largest Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B buyer in Q1 2019 was CSS LLC, an estimated $206K added.
- The largest Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B seller in Q1 2019 was Relative Value Partners Group, an estimated $324K sold.
Based on aggregated 13F filings for Q1 2019.