NewSquare Capital’s Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B SPE.PRB Stock Holding History

NewSquare Capital’s Portfolio SPE.PRB Stock Details SPE.PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-322	Closed	-$8K	–	415
2019 Q4	$8K	Hold	322	–	–	﹤0.01%	235
2019 Q3	$8K	Hold	322	–	–	﹤0.01%	200
2019 Q2	$8K	Hold	322	–	–	﹤0.01%	268
2019 Q1	$8K	Buy	322 +161	+100%	+$4.03K	﹤0.01%	259
2018 Q4	$4K	Buy	+161	New	+$4.05K	﹤0.01%	284

Other funds holding SPE.PRB

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

EPIQ Partners Minneapolis, Minnesota $236M AUM 15.39% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

NewSquare Capital's SPE.PRB Position: Q1 2020 in Review

NewSquare Capital sold out of Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B (SPE.PRB) in Q1 2020, closing a stake of 322 shares — an estimated $8K sold.

NewSquare Capital first reported a position in SPE.PRB in Q4 2018 and held it in 5 quarters. The position peaked at $8K in Q4 2019. 11 funds tracked by Wall St. Rank hold SPE.PRB as of Q1 2020.

NewSquare Capital reported no remaining Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B position as of Q1 2020 after selling out during the quarter.
NewSquare Capital sold 322 Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B shares in Q1 2020, an estimated $8K.
NewSquare Capital first reported a position in Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B in Q4 2018 and held it in 5 quarters.
NewSquare Capital's Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B position peaked at $8K in Q4 2019.
11 funds tracked by Wall St. Rank held Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B as of Q1 2020.

Based on NewSquare Capital's 13F filing for Q1 2020, filed 8 May 2020.