Shaker Financial Services’s Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B SPE.PRB Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-20,153	Closed	-$508K	–	196
2020 Q3	$508K	Sell	20,153 -2,418	-11%	-$61K	0.27%	99
2020 Q2	$568K	Sell	22,571 -832	-4%	-$20.9K	0.31%	88
2020 Q1	$566K	Sell	23,403 -2,305	-9%	-$55.7K	0.38%	83
2019 Q4	$657K	Sell	25,708 -1,774	-6%	-$45.3K	0.3%	81
2019 Q3	$694K	Hold	27,482	–	–	0.35%	82
2019 Q2	$691K	Sell	27,482 -6,000	-18%	-$151K	0.36%	74
2019 Q1	$839K	Hold	33,482	–	–	0.43%	67
2018 Q4	$835K	Sell	33,482 -3,033	-8%	-$75.6K	0.47%	60
2018 Q3	$931K	Hold	36,515	–	–	0.45%	65
2018 Q2	$931K	Hold	36,515	–	–	0.46%	56
2018 Q1	$935K	Hold	36,515	–	–	0.45%	68
2017 Q4	$944K	Hold	36,515	–	–	0.45%	67
2017 Q3	$934K	Hold	36,515	–	–	0.49%	60
2017 Q2	$931K	Hold	36,515	–	–	0.52%	57
2017 Q1	$929K	Buy	+36,515	New	+$929K	0.53%	59
2016 Q4	–	Sell	-50,464	Closed	-$1.3M	–	138
2016 Q3	$1.3M	Buy	+50,464	New	+$1.3M	0.85%	40