Shaker Financial Services’s Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B SPE.PRB Stock Holding History

Shaker Financial Services’s Portfolio SPE.PRB Stock Details SPE.PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-20,153	Closed	-$508K	–	196
2020 Q3	$508K	Sell	20,153 -2,418	-11%	-$61.2K	0.27%	99
2020 Q2	$568K	Sell	22,571 -832	-4%	-$20.8K	0.31%	88
2020 Q1	$566K	Sell	23,403 -2,305	-9%	-$58.2K	0.38%	83
2019 Q4	$657K	Sell	25,708 -1,774	-6%	-$45.1K	0.3%	81
2019 Q3	$694K	Hold	27,482	–	–	0.35%	82
2019 Q2	$691K	Sell	27,482 -6,000	-18%	-$151K	0.36%	74
2019 Q1	$839K	Hold	33,482	–	–	0.43%	67
2018 Q4	$835K	Sell	33,482 -3,033	-8%	-$76.3K	0.47%	60
2018 Q3	$931K	Hold	36,515	–	–	0.45%	65
2018 Q2	$931K	Hold	36,515	–	–	0.46%	56
2018 Q1	$935K	Hold	36,515	–	–	0.45%	68
2017 Q4	$944K	Hold	36,515	–	–	0.45%	67
2017 Q3	$934K	Hold	36,515	–	–	0.49%	60
2017 Q2	$931K	Hold	36,515	–	–	0.52%	57
2017 Q1	$929K	Buy	+36,515	New	+$934K	0.53%	59
2016 Q4	–	Sell	-50,464	Closed	-$1.3M	–	138
2016 Q3	$1.3M	Buy	+50,464	New	+$1.3M	0.85%	40

Other funds holding SPE.PRB

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Shaker Financial Services's SPE.PRB Position: Q4 2020 in Review

Shaker Financial Services sold out of Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B (SPE.PRB) in Q4 2020, closing a stake of 20,153 shares — an estimated $508K sold.

Shaker Financial Services first reported a position in SPE.PRB in Q3 2016 and held it in 16 quarters. The position peaked at $1.3M in Q3 2016. 2 funds tracked by Wall St. Rank hold SPE.PRB as of Q4 2020.

Shaker Financial Services reported no remaining Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B position as of Q4 2020 after selling out during the quarter.
Shaker Financial Services sold 20,153 Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B shares in Q4 2020, an estimated $508K.
Shaker Financial Services first reported a position in Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B in Q3 2016 and held it in 16 quarters.
Shaker Financial Services's Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B position peaked at $1.3M in Q3 2016.
2 funds tracked by Wall St. Rank held Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B as of Q4 2020.

Based on Shaker Financial Services's 13F filing for Q4 2020, filed 3 Feb 2021.