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Stifel Nicolaus & Co’s Oxford Square Capital OXSQ Stock Holding History

Stifel Nicolaus & Co’s Portfolio OXSQ Stock Details OXSQ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$178K Sell
18,260
-10,500
-37% -$103K ﹤0.01% 1389
2013
Q2 		$277K Buy
+28,760
New +$280K 0.01% 1122

Other funds holding OXSQ

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
TAM
THB Asset Management Norwalk, Connecticut $440M AUM 59.59% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Nicolaus & Co's OXSQ Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its Oxford Square Capital (OXSQ) stake by 37% in Q3 2013, selling an estimated $103K and leaving 18,260 shares worth $178K. The position accounts for ﹤0.01% of the portfolio, ranked #1389.

Stifel Nicolaus & Co first reported a position in OXSQ in Q2 2013 and has held it in 2 quarters since. The position peaked at $277K in Q2 2013. 109 funds tracked by Wall St. Rank hold OXSQ as of Q3 2013.

  • Stifel Nicolaus & Co held 18,260 shares of Oxford Square Capital worth $178K as of Q3 2013.
  • Stifel Nicolaus & Co sold 10,500 Oxford Square Capital shares in Q3 2013, an estimated $103K.
  • Oxford Square Capital made up ﹤0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #1389 holding.
  • Stifel Nicolaus & Co first reported a position in Oxford Square Capital in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's Oxford Square Capital position peaked at $277K in Q2 2013.
  • 109 funds tracked by Wall St. Rank held Oxford Square Capital as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.