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Oxford Square Capital

109 hedge funds and large institutions have $151M invested in Oxford Square Capital in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 44 increasing their positions, 27 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

85% more call options, than puts

Call options by funds: $1.63M | Put options by funds: $882K

63% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 27

31% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 13

4% more funds holding

Funds holding: 105109 (+4)

1% less capital invested

Capital invested by funds: $152M → $151M (-$822K)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
109
Holders Change
+4
Holders Change %
+3.81%
% of All Funds
3.53%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
17
Increased
44
Reduced
27
Closed
13
Calls
$1.63M
Puts
$882K
Net Calls
+$748K
Net Calls Change
+$1.33M
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$20.4M +$2.91M +296,247 +16%
BFA
2
BlackRock Fund Advisors
California
$14.7M +$1.52M +154,473 +11%
State Street
3
State Street
Massachusetts
$10M +$31K +3,158 +0.3%
U
4
UBS
Switzerland
$9.55M +$214K +21,788 +2%
TAM
5
THB Asset Management
Connecticut
$8.97M -$252K -25,668 -3%
BIT
6
BlackRock Institutional Trust
California
$6.9M +$76.1K +7,750 +1%
Vanguard Group
7
Vanguard Group
Pennsylvania
$6.44M +$362K +36,867 +6%
Northern Trust
8
Northern Trust
Illinois
$6.19M -$12.7K -1,291 -0.2%
Wells Fargo
9
Wells Fargo
California
$5.07M +$94.9K +9,667 +2%
Morgan Stanley
10
Morgan Stanley
New York
$4.7M +$770K +78,422 +19%
YMRC
11
Yorktown Management & Research Company
Virginia
$4.26M +$982K +100,000 +30%
SAM
12
Selway Asset Management
$3.56M +$1.02M +104,111 +40%
AQR Capital Management
13
AQR Capital Management
Connecticut
$3.56M -$2.25M -228,741 -39%
KFA
14
Kelleher Financial Advisors
New York
$3.2M -$60.9K -6,200 -2%
Deutsche Bank
15
Deutsche Bank
Germany
$3.13M +$774K +78,857 +32%
BG
16
BlackRock Group
United Kingdom
$2.79M +$131K +13,372 +5%
TCIM
17
TIAA CREF Investment Management
New York
$2.42M +$84.8K +8,642 +4%
Invesco
18
Invesco
Georgia
$2.39M -$88.4K -9,008 -4%
CIM
19
Confluence Investment Management
Missouri
$1.99M
BIM
20
BlackRock Investment Management
Delaware
$1.82M +$38.7K +3,941 +2%
Bank of New York Mellon
21
Bank of New York Mellon
New York
$1.81M -$33.6K -3,424 -2%
GA
22
Geneva Advisors
Illinois
$1.48M +$1.49M +151,973 New
BTS
23
BB&T Securities
Virginia
$1.17M +$6.81K +694 +6%
MCM
24
McKinley Capital Management
Alaska
$1.02M -$6.44K -656 -0.6%
California State Teachers Retirement System (CalSTRS)
25
California State Teachers Retirement System (CalSTRS)
California
$922K +$29.8K +3,035 +3%

OXSQ Hedge Fund Activity: Q3 2013 in Review

109 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q3 2013, worth a combined $151M — down 0.54% from $152M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new OXSQ positions and 13 closed out — a net gain of 4 holders — while 44 added to existing stakes and 27 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $2.91M. The largest seller was Blackthorn Investment Group, exiting entirely with an estimated $7.41M sold.

  • 109 institutional investors held Oxford Square Capital (OXSQ) as of Q3 2013, up from 105 in Q2 2013.
  • Funds reported $151M of Oxford Square Capital stock for Q3 2013, down 0.54% quarter-over-quarter.
  • 17 funds opened new Oxford Square Capital positions in Q3 2013 and 13 closed out, a net change of +4 holders.
  • The largest Oxford Square Capital buyer in Q3 2013 was Advisors Asset Management, an estimated $2.91M added.
  • The largest Oxford Square Capital seller in Q3 2013 was Blackthorn Investment Group, an estimated $7.41M sold.

Based on aggregated 13F filings for Q3 2013.