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Oxford Square Capital

117 hedge funds and large institutions have $151M invested in Oxford Square Capital in 2014 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 39 increasing their positions, 32 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

485% more call options, than puts

Call options by funds: $1.2M | Put options by funds: $205K

22% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 32

6% less funds holding

Funds holding: 125117 (-8)

13% less capital invested

Capital invested by funds: $174M → $151M (-$23.4M)

24% less first-time investments, than exits

New positions opened: 25 | Existing positions closed: 33

Holders
117
Holders Change
-8
Holders Change %
-6.4%
% of All Funds
3.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
25
Increased
39
Reduced
32
Closed
33
Calls
$1.2M
Puts
$205K
Net Calls
+$994K
Net Calls Change
+$974K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$24.4M +$1.19M +123,533 +5%
U
2
UBS
Switzerland
$17.6M +$4.12M +428,255 +32%
TAM
3
THB Asset Management
Connecticut
$11.2M +$354K +36,829 +3%
Wells Fargo
4
Wells Fargo
California
$5.75M +$751K +78,107 +16%
SAM
5
Selway Asset Management
$4.83M +$681K +70,870 +17%
Two Sigma Investments
6
Two Sigma Investments
New York
$4.47M -$1.65M -171,356 -28%
YMRC
7
Yorktown Management & Research Company
Virginia
$4.46M +$125K +13,000 +3%
Morgan Stanley
8
Morgan Stanley
New York
$4.22M -$843K -87,773 -17%
Deutsche Bank
9
Deutsche Bank
Germany
$4.2M +$2.27M +235,800 +125%
Millennium Management
10
Millennium Management
New York
$3.91M +$2.07M +215,730 +120%
Northern Trust
11
Northern Trust
Illinois
$3.45M -$2.24M -232,695 -40%
Invesco
12
Invesco
Georgia
$3.21M +$1.08M +112,308 +53%
BG
13
BlackRock Group
United Kingdom
$3.05M -$348K -36,189 -11%
KFA
14
Kelleher Financial Advisors
New York
$2.97M -$21.1K -2,200 -0.7%
BTS
15
BB&T Securities
Virginia
$2.74M +$50.6K +5,270 +24%
Two Sigma Advisers
16
Two Sigma Advisers
New York
$2.69M -$376K -39,172 -13%
PP
17
Paloma Partners
Connecticut
$2.24M +$2.17M +226,265 New
SFM
18
Systematic Financial Management
New Jersey
$2M +$1.94M +202,150 New
State Street
19
State Street
Massachusetts
$1.92M -$7.95M -827,092 -81%
Goldman Sachs
20
Goldman Sachs
New York
$1.84M +$1.68M +174,579 +1,476%
Stifel Financial
21
Stifel Financial
Missouri
$1.76M +$1.18M +122,506 +220%
SLG
22
Stanley-Laman Group
Pennsylvania
$1.75M +$76.2K +7,929 +5%
GC
23
Guggenheim Capital
Illinois
$1.69M +$474K +49,286 +41%
CS
24
Credit Suisse
Switzerland
$1.67M +$920K +95,707 +132%
VanEck Associates
25
VanEck Associates
New York
$1.53M +$460K +47,891 +45%

OXSQ Hedge Fund Activity: Q2 2014 in Review

117 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q2 2014, worth a combined $151M — down 13% from $174M a quarter earlier.

Sellers outnumbered buyers: 33 funds closed out of OXSQ and 25 opened new positions — a net loss of 8 holders — while 32 trimmed existing stakes and 39 added.

The largest buyer was UBS, adding an estimated $4.12M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $14.4M sold.

  • 117 institutional investors held Oxford Square Capital (OXSQ) as of Q2 2014, down from 125 in Q1 2014.
  • Funds reported $151M of Oxford Square Capital stock for Q2 2014, down 13% quarter-over-quarter.
  • 25 funds opened new Oxford Square Capital positions in Q2 2014 and 33 closed out, a net change of -8 holders.
  • The largest Oxford Square Capital buyer in Q2 2014 was UBS, an estimated $4.12M added.
  • The largest Oxford Square Capital seller in Q2 2014 was BlackRock Fund Advisors, an estimated $14.4M sold.

Based on aggregated 13F filings for Q2 2014.