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Oxford Square Capital

94 hedge funds and large institutions have $113M invested in Oxford Square Capital in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 38 increasing their positions, 23 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 23

7% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 15

0% more capital invested

Capital invested by funds: $113M → $113M (+$558K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less funds holding

Funds holding: 9594 (-1)

Holders
94
Holders Change
-1
Holders Change %
-1.05%
% of All Funds
2.51%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
16
Increased
38
Reduced
23
Closed
15
Calls
$94K
Puts
Net Calls
+$94K
Net Calls Change
-$965K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$18.9M -$2.22M -264,388 -10%
UBS Group
2
UBS Group
Switzerland
$12.2M +$13.6M +1,617,932 New
PAM
3
PVG Asset Management
Colorado
$9.75M +$10.9M +1,295,250 New
SAM
4
Selway Asset Management
$5.11M +$1.13M +134,800 +25%
MC
5
Muzinich & Co
New York
$4.8M +$5.36M +637,923 New
Millennium Management
6
Millennium Management
New York
$4.52M +$2.4M +286,177 +91%
Wells Fargo
7
Wells Fargo
California
$4.47M +$210K +25,041 +4%
Two Sigma Investments
8
Two Sigma Investments
New York
$4.36M +$1.26M +150,322 +35%
MGAM
9
McGowan Group Asset Management
Texas
$3.98M +$4.44M +528,200 New
Goldman Sachs
10
Goldman Sachs
New York
$2.66M -$1.08M -128,505 -27%
Two Sigma Advisers
11
Two Sigma Advisers
New York
$2.58M +$49.3K +5,872 +2%
Invesco
12
Invesco
Georgia
$2.37M +$246K +29,223 +10%
BTS
13
BB&T Securities
Virginia
$2.12M -$139K -16,550 -37%
KFA
14
Kelleher Financial Advisors
New York
$2.08M -$168K -20,000 -7%
BG
15
BlackRock Group
United Kingdom
$1.96M -$320K -38,115 -13%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.89M +$895K +106,497 +73%
Morgan Stanley
17
Morgan Stanley
New York
$1.69M -$1.12M -133,717 -37%
VanEck Associates
18
VanEck Associates
New York
$1.63M +$524K +62,387 +41%
GC
19
Guggenheim Capital
Illinois
$1.55M -$50.5K -6,016 -3%
State Street
20
State Street
Massachusetts
$1.4M +$19.3K +2,300 +1%
SLG
21
Stanley-Laman Group
Pennsylvania
$1.31M -$44.2K -5,261 -3%
Stifel Financial
22
Stifel Financial
Missouri
$1.2M +$618K +73,522 +86%
CS
23
Credit Suisse
Switzerland
$1.13M +$802K +95,431 +173%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$1.1M +$160K +19,095 +15%
GA
25
Geneva Advisors
Illinois
$1.05M +$15.1K +1,800 +1%

OXSQ Hedge Fund Activity: Q4 2014 in Review

94 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q4 2014, worth a combined $113M — up 0.5% from $113M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new OXSQ positions and 15 closed out — a net gain of 1 holder — while 38 added to existing stakes and 23 trimmed.

The largest buyer was Millennium Management, adding an estimated $2.4M. The largest seller was Yorktown Management & Research Company, exiting entirely with an estimated $3.97M sold.

  • 94 institutional investors held Oxford Square Capital (OXSQ) as of Q4 2014, down from 95 in Q3 2014.
  • Funds reported $113M of Oxford Square Capital stock for Q4 2014, up 0.5% quarter-over-quarter.
  • 16 funds opened new Oxford Square Capital positions in Q4 2014 and 15 closed out, a net change of +1 holder.
  • The largest Oxford Square Capital buyer in Q4 2014 was Millennium Management, an estimated $2.4M added.
  • The largest Oxford Square Capital seller in Q4 2014 was Yorktown Management & Research Company, an estimated $3.97M sold.

Based on aggregated 13F filings for Q4 2014.