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Oxford Square Capital

51 hedge funds and large institutions have $9.93M invested in Oxford Square Capital in 2021 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 10 increasing their positions, 19 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more call options, than puts

Call options by funds: $137K | Put options by funds: $81K

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

6% more funds holding

Funds holding: 4851 (+3)

1.47% less ownership

Funds ownership: 6.37%4.9% (-1.5%)

22% less capital invested

Capital invested by funds: $12.8M → $9.93M (-$2.87M)

47% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 19

Holders
51
Holders Change
+3
Holders Change %
+6.25%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
10
Reduced
19
Closed
9
Calls
$137K
Puts
$81K
Net Calls
+$56K
Net Calls Change
-$78K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$1.53M +$134K +32,173 +9%
Two Sigma Advisers
2
Two Sigma Advisers
New York
$1.21M -$120K -28,800 -9%
Legal & General Group
3
Legal & General Group
United Kingdom
$1.18M -$73.8K -17,753 -6%
Two Sigma Investments
4
Two Sigma Investments
New York
$998K -$418K -100,551 -29%
MSAM
5
Moloney Securities Asset Management
Missouri
$607K +$1.08K +260 +0.2%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$475K -$248K -59,514 -34%
IAIM
7
International Assets Investment Management
Florida
$451K -$33.3K -8,000 -7%
Marshall Wace
8
Marshall Wace
United Kingdom
$438K +$326K +78,332 +272%
VEA
9
Virtus ETF Advisers
New York
$282K -$36.9K -8,860 -11%
AAM
10
Advisors Asset Management
Colorado
$222K -$9.62K -2,313 -4%
KWM
11
Kingsview Wealth Management
Oregon
$209K +$5.14K +1,236 +2%
Morgan Stanley
12
Morgan Stanley
New York
$207K -$149K -35,937 -41%
UBS Group
13
UBS Group
Switzerland
$195K +$25.3K +6,087 +15%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$164K -$25.3K -6,071 -13%
LPL Financial
15
LPL Financial
California
$154K +$94.3K +22,681 +152%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$135K -$95.2K -22,880 -41%
Osaic Holdings
17
Osaic Holdings
Arizona
$114K -$124K -29,847 -52%
JF
18
Jump Financial
Illinois
$111K +$113K +27,134 New
RJA
19
Raymond James & Associates
Florida
$106K -$49.9K -12,000 -32%
D.E. Shaw & Co
20
D.E. Shaw & Co
New York
$97K +$99.3K +23,875 New
SPC
21
Sigma Planning Corp
Michigan
$94K -$4.23K -1,016 -4%
CAN
22
Cetera Advisor Networks
California
$90K
Citadel Advisors
23
Citadel Advisors
Florida
$85K +$42.3K +10,170 +96%
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$84K +$85.2K +20,494 New
Canada Life
25
Canada Life
Manitoba, Canada
$69K -$1.17K -280 -2%

OXSQ Hedge Fund Activity: Q4 2021 in Review

51 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q4 2021, worth a combined $9.93M — down 22% from $12.8M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new OXSQ positions and 9 closed out — a net gain of 3 holders — while 10 added to existing stakes and 19 trimmed.

The largest buyer was Marshall Wace, adding an estimated $326K. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $1.69M sold.

  • 51 institutional investors held Oxford Square Capital (OXSQ) as of Q4 2021, up from 48 in Q3 2021.
  • Funds reported $9.93M of Oxford Square Capital stock for Q4 2021, down 22% quarter-over-quarter.
  • 12 funds opened new Oxford Square Capital positions in Q4 2021 and 9 closed out, a net change of +3 holders.
  • The largest Oxford Square Capital buyer in Q4 2021 was Marshall Wace, an estimated $326K added.
  • The largest Oxford Square Capital seller in Q4 2021 was Arrowstreet Capital, an estimated $1.69M sold.

Based on aggregated 13F filings for Q4 2021.