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Oxford Square Capital

114 hedge funds and large institutions have $170M invested in Oxford Square Capital in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 42 increasing their positions, 34 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

24% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 34

13% more capital invested

Capital invested by funds: $151M → $170M (+$19.3M)

5% more funds holding

Funds holding: 109114 (+5)

96% less call options, than puts

Call options by funds: $35K | Put options by funds: $840K

Holders
114
Holders Change
+5
Holders Change %
+4.59%
% of All Funds
3.31%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
42
Reduced
34
Closed
7
Calls
$35K
Puts
$840K
Net Calls
-$805K
Net Calls Change
-$1.55M
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$23.3M +$1.61M +156,998 +7%
BFA
2
BlackRock Fund Advisors
California
$15.1M -$463K -45,219 -3%
U
3
UBS
Switzerland
$11.2M +$1.02M +99,311 +10%
State Street
4
State Street
Massachusetts
$10.9M +$256K +25,054 +2%
TAM
5
THB Asset Management
Connecticut
$10.1M +$589K +57,539 +6%
Vanguard Group
6
Vanguard Group
Pennsylvania
$7.05M +$221K +21,583 +3%
BIT
7
BlackRock Institutional Trust
California
$6.82M -$499K -48,805 -7%
Northern Trust
8
Northern Trust
Illinois
$6.65M +$81.7K +7,989 +1%
Wells Fargo
9
Wells Fargo
California
$5.07M -$311K -30,441 -6%
Morgan Stanley
10
Morgan Stanley
New York
$4.85M -$138K -13,443 -3%
YMRC
11
Yorktown Management & Research Company
Virginia
$4.52M
SAM
12
Selway Asset Management
$3.62M -$159K -15,511 -4%
AQR Capital Management
13
AQR Capital Management
Connecticut
$3.29M -$476K -46,500 -13%
KFA
14
Kelleher Financial Advisors
New York
$3.14M -$255K -24,944 -8%
BG
15
BlackRock Group
United Kingdom
$3.06M +$89.5K +8,744 +3%
TCIM
16
TIAA CREF Investment Management
New York
$2.56M
Invesco
17
Invesco
Georgia
$2.33M -$209K -20,387 -8%
BTS
18
BB&T Securities
Virginia
$2.18M +$93.6K +9,144 +76%
Deutsche Bank
19
Deutsche Bank
Germany
$2.14M -$1.18M -115,150 -36%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$2.01M +$81.5K +7,969 +4%
AR
21
Advisory Research
Illinois
$2M +$1.98M +193,080 New
SMDAM
22
Sumitomo Mitsui DS Asset Management
Japan
$2M +$1.98M +193,080 New
CIM
23
Confluence Investment Management
Missouri
$1.87M -$236K -23,057 -11%
BIM
24
BlackRock Investment Management
Delaware
$1.87M -$59.7K -5,833 -3%
Two Sigma Investments
25
Two Sigma Investments
New York
$1.82M +$1.28M +125,037 +245%

OXSQ Hedge Fund Activity: Q4 2013 in Review

114 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q4 2013, worth a combined $170M — up 13% from $151M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new OXSQ positions and 7 closed out — a net gain of 6 holders — while 42 added to existing stakes and 34 trimmed.

The largest buyer was Advisory Research, opening a new position worth an estimated $1.98M. The largest seller was Deutsche Bank, cutting an estimated $1.18M.

  • 114 institutional investors held Oxford Square Capital (OXSQ) as of Q4 2013, up from 109 in Q3 2013.
  • Funds reported $170M of Oxford Square Capital stock for Q4 2013, up 13% quarter-over-quarter.
  • 13 funds opened new Oxford Square Capital positions in Q4 2013 and 7 closed out, a net change of +6 holders.
  • The largest Oxford Square Capital buyer in Q4 2013 was Advisory Research, an estimated $1.98M added.
  • The largest Oxford Square Capital seller in Q4 2013 was Deutsche Bank, an estimated $1.18M sold.

Based on aggregated 13F filings for Q4 2013.