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Oxford Square Capital

95 hedge funds and large institutions have $113M invested in Oxford Square Capital in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 33 increasing their positions, 35 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

598% more call options, than puts

Call options by funds: $1.24M | Put options by funds: $177K

6% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 35

19% less funds holding

Funds holding: 11795 (-22)

25% less capital invested

Capital invested by funds: $151M → $113M (-$38M)

76% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 29

Holders
95
Holders Change
-22
Holders Change %
-18.8%
% of All Funds
2.76%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
33
Reduced
35
Closed
29
Calls
$1.24M
Puts
$177K
Net Calls
+$1.06M
Net Calls Change
+$65K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$24.5M +$2.96M +307,847 +12%
U
2
UBS
Switzerland
$14M -$1.84M -191,223 -11%
Wells Fargo
3
Wells Fargo
California
$5.02M -$115K -11,948 -2%
SAM
4
Selway Asset Management
$4.8M +$531K +55,275 +11%
Goldman Sachs
5
Goldman Sachs
New York
$4.25M +$2.84M +295,368 +158%
YMRC
6
Yorktown Management & Research Company
Virginia
$3.97M
BTS
7
BB&T Securities
Virginia
$3.94M +$163K +16,965 +61%
Two Sigma Investments
8
Two Sigma Investments
New York
$3.79M -$214K -22,271 -5%
Morgan Stanley
9
Morgan Stanley
New York
$3.17M -$649K -67,557 -16%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$2.97M +$625K +65,000 +24%
Millennium Management
11
Millennium Management
New York
$2.77M -$778K -81,003 -21%
BG
12
BlackRock Group
United Kingdom
$2.64M -$86.3K -8,983 -3%
KFA
13
Kelleher Financial Advisors
New York
$2.6M -$36K -3,750 -1%
Invesco
14
Invesco
Georgia
$2.52M -$375K -39,056 -12%
GC
15
Guggenheim Capital
Illinois
$1.87M +$388K +40,369 +24%
State Street
16
State Street
Massachusetts
$1.62M -$99K -10,300 -5%
SLG
17
Stanley-Laman Group
Pennsylvania
$1.59M +$25K +2,605 +1%
Principal Financial Group
18
Principal Financial Group
Iowa
$1.41M +$362K +37,677 +31%
VanEck Associates
19
VanEck Associates
New York
$1.36M -$6.42K -668 -0.4%
RJA
20
Raymond James & Associates
Florida
$1.29M -$3.42K -356 -0.2%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.28M +$452K +47,084 +48%
GA
22
Geneva Advisors
Illinois
$1.21M -$67.4K -7,010 -5%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$1.13M +$790K +82,262 +181%
Deutsche Bank
24
Deutsche Bank
Germany
$1.1M -$2.88M -299,213 -71%
Bank of America
25
Bank of America
North Carolina
$1.01M +$697K +72,541 +173%

OXSQ Hedge Fund Activity: Q3 2014 in Review

95 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q3 2014, worth a combined $113M — down 25% from $151M a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of OXSQ and 7 opened new positions — a net loss of 22 holders — while 35 trimmed existing stakes and 33 added.

The largest buyer was Advisors Asset Management, adding an estimated $2.96M. The largest seller was THB Asset Management, exiting entirely with an estimated $11.2M sold.

  • 95 institutional investors held Oxford Square Capital (OXSQ) as of Q3 2014, down from 117 in Q2 2014.
  • Funds reported $113M of Oxford Square Capital stock for Q3 2014, down 25% quarter-over-quarter.
  • 7 funds opened new Oxford Square Capital positions in Q3 2014 and 29 closed out, a net change of -22 holders.
  • The largest Oxford Square Capital buyer in Q3 2014 was Advisors Asset Management, an estimated $2.96M added.
  • The largest Oxford Square Capital seller in Q3 2014 was THB Asset Management, an estimated $11.2M sold.

Based on aggregated 13F filings for Q3 2014.