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Oxford Square Capital

67 hedge funds and large institutions have $41.1M invested in Oxford Square Capital in 2019 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 24 increasing their positions, 15 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 15

2% more funds holding

Funds holding: 6667 (+1)

8% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 13

0.24% less ownership

Funds ownership: 16.05%15.81% (-0.24%)

14% less capital invested

Capital invested by funds: $47.6M → $41.1M (-$6.54M)

100% less call options, than puts

Call options by funds: $3K | Put options by funds: $1.18M

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
67
Holders Change
+1
Holders Change %
+1.52%
% of All Funds
1.32%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
14
Increased
24
Reduced
15
Closed
13
Calls
$3K
Puts
$1.18M
Net Calls
-$1.17M
Net Calls Change
-$317K
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$8.47M +$56.4K +10,198 +0.7%
UBS Group
2
UBS Group
Switzerland
$4.35M +$624K +112,871 +16%
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$3.89M +$352K +63,612 +10%
AAM
4
Advisors Asset Management
Colorado
$2.87M +$116K +21,045 +4%
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$2.33M +$1.58M +285,916 +202%
VEA
6
Virtus ETF Advisers
New York
$2.28M -$2.73M -493,876 -54%
Legal & General Group
7
Legal & General Group
United Kingdom
$1.47M +$52.7K +9,532 +4%
BlackRock
8
BlackRock
New York
$1.35M +$63.5K +11,491 +5%
Millennium Management
9
Millennium Management
New York
$1.19M +$1.11M +201,644 +1,203%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.08M +$140K +25,269 +15%
Wells Fargo
11
Wells Fargo
California
$932K -$87.3K -15,786 -8%
Mackenzie Financial
12
Mackenzie Financial
Ontario, Canada
$847K +$400K +72,356 +87%
SC
13
Selz Capital
New York
$843K
DnB Asset Management
14
DnB Asset Management
Norway
$791K
Squarepoint
15
Squarepoint
New York
$745K +$757K +136,963 New
TYCC
16
Texas Yale Capital Corp
Florida
$692K
Two Sigma Advisers
17
Two Sigma Advisers
New York
$660K -$61.5K -11,117 -8%
D.E. Shaw & Co
18
D.E. Shaw & Co
New York
$624K +$514K +93,049 +432%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$602K +$132K +23,873 +27%
Two Sigma Investments
20
Two Sigma Investments
New York
$504K +$292K +52,848 +133%
MSAM
21
Moloney Securities Asset Management
Missouri
$430K +$82.7K +14,958 +23%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$423K +$12K +2,172 +3%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$325K +$185K +33,500 +128%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$291K -$31K -5,600 -9%
California Public Employees Retirement System
25
California Public Employees Retirement System
California
$240K +$165K +29,900 +211%

OXSQ Hedge Fund Activity: Q4 2019 in Review

67 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q4 2019, worth a combined $41.1M — down 14% from $47.6M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new OXSQ positions and 13 closed out — a net gain of 1 holder — while 24 added to existing stakes and 15 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $1.58M. The largest seller was VanEck Associates, exiting entirely with an estimated $2.86M sold.

  • 67 institutional investors held Oxford Square Capital (OXSQ) as of Q4 2019, up from 66 in Q3 2019.
  • Funds reported $41.1M of Oxford Square Capital stock for Q4 2019, down 14% quarter-over-quarter.
  • 14 funds opened new Oxford Square Capital positions in Q4 2019 and 13 closed out, a net change of +1 holder.
  • The largest Oxford Square Capital buyer in Q4 2019 was Thomas J. Herzfeld Advisors, an estimated $1.58M added.
  • The largest Oxford Square Capital seller in Q4 2019 was VanEck Associates, an estimated $2.86M sold.

Based on aggregated 13F filings for Q4 2019.