Bank of Montreal’s Oxford Square Capital OXSQ Stock Holding History

Bank of Montreal’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-116,000	Closed	-$723K	–	4962
2019 Q3	$723K	Hold	116,000	–	–	﹤0.01%	2235
2019 Q2	$742K	Hold	116,000	–	–	﹤0.01%	2223
2019 Q1	$754K	Buy	116,000 +35,000	+43%	+$231K	﹤0.01%	2130
2018 Q4	$524K	Sell	81,000 -208,000	-72%	-$1.37M	﹤0.01%	2153
2018 Q3	$2.06M	Sell	289,000 -169,000	-37%	-$1.22M	﹤0.01%	1658
2018 Q2	$3.16M	Buy	+458,000	New	+$3.04M	﹤0.01%	1400
2018 Q1	–	Sell	-458,000	Closed	-$2.63M	–	4285
2017 Q4	$2.63M	Buy	458,000 +81,000	+21%	+$506K	﹤0.01%	1463
2017 Q3	$2.58M	Hold	377,000	–	–	﹤0.01%	1487
2017 Q2	$2.39M	Buy	+377,000	New	+$2.7M	﹤0.01%	1542
2017 Q1	–	Sell	-8,970	Closed	-$60K	–	4143
2016 Q4	$60K	Sell	8,970 -205,030	-96%	-$1.27M	﹤0.01%	3048
2016 Q3	$1.25M	Hold	214,000	–	–	﹤0.01%	1724
2016 Q2	$1.13M	Hold	214,000	–	–	﹤0.01%	1781
2016 Q1	$1.03M	Buy	+214,000	New	+$1.08M	﹤0.01%	1740
2015 Q3	–	Sell	-6,366	Closed	-$43K	–	4107
2015 Q2	$43K	Hold	6,366	–	–	﹤0.01%	3052
2015 Q1	$44K	Buy	+6,366	New	+$47K	﹤0.01%	2970
2014 Q3	–	Sell	-1,310	Closed	-$13K	–	4303
2014 Q2	$13K	Buy	+1,310	New	+$12.6K	﹤0.01%	3773
2014 Q1	–	Sell	-352	Closed	-$4K	–	4112
2013 Q4	$4K	Hold	352	–	–	﹤0.01%	3566
2013 Q3	$3K	Buy	+352	New	+$3.46K	﹤0.01%	3640

Other funds holding OXSQ

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Bank of Montreal's OXSQ Position: Q4 2019 in Review

Bank of Montreal sold out of Oxford Square Capital (OXSQ) in Q4 2019, closing a stake of 116,000 shares — an estimated $723K sold.

Bank of Montreal first reported a position in OXSQ in Q3 2013 and held it in 18 quarters. The position peaked at $3.16M in Q2 2018. 67 funds tracked by Wall St. Rank hold OXSQ as of Q4 2019.

Bank of Montreal reported no remaining Oxford Square Capital position as of Q4 2019 after selling out during the quarter.
Bank of Montreal sold 116,000 Oxford Square Capital shares in Q4 2019, an estimated $723K.
Bank of Montreal first reported a position in Oxford Square Capital in Q3 2013 and held it in 18 quarters.
Bank of Montreal's Oxford Square Capital position peaked at $3.16M in Q2 2018.
67 funds tracked by Wall St. Rank held Oxford Square Capital as of Q4 2019.

Based on Bank of Montreal's 13F filing for Q4 2019, filed 10 Feb 2020.