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Oxford Square Capital

80 hedge funds and large institutions have $49.8M invested in Oxford Square Capital in 2016 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 28 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more call options, than puts

Call options by funds: $140K | Put options by funds: $14K

5% less funds holding

Funds holding: 8480 (-4)

18% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 28

27% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 15

41% less capital invested

Capital invested by funds: $84.7M → $49.8M (-$34.9M)

Holders
80
Holders Change
-4
Holders Change %
-4.76%
% of All Funds
2.13%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
23
Reduced
28
Closed
15
Calls
$140K
Puts
$14K
Net Calls
+$126K
Net Calls Change
-$23K
Name Holding Trade Value Shares
Change
Change in
Stake
TGHSA
1
TPG Group Holdings (SBS) Advisors
Texas
$7.84M
AAM
2
Advisors Asset Management
Colorado
$5.22M -$633 -126 -0%
UBS Group
3
UBS Group
Switzerland
$4.75M -$3.4M -676,855 -41%
MP
4
Mangrove Partners
Connecticut
$4.54M +$1.32M +262,241 +38%
PI
5
Putnam Investments
Massachusetts
$3.49M +$2.18M +433,790 +148%
SC
6
Selz Capital
New York
$3.01M
MC
7
Muzinich & Co
New York
$2.1M -$522K -103,798 -19%
CIM
8
Confluence Investment Management
Missouri
$1.44M +$156K +30,985 +12%
BG
9
BlackRock Group
United Kingdom
$1.35M +$86.3K +17,178 +7%
Morgan Stanley
10
Morgan Stanley
New York
$1.31M -$680K -135,425 -33%
VanEck Associates
11
VanEck Associates
New York
$1.18M +$57.7K +11,474 +5%
Invesco
12
Invesco
Georgia
$1.05M -$221K -43,926 -17%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$1.03M -$134K -26,676 -11%
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$1.03M +$1.08M +214,000 New
GC
15
Guggenheim Capital
Illinois
$840K +$57.6K +11,471 +7%
TYCC
16
Texas Yale Capital Corp
Florida
$764K
Two Sigma Investments
17
Two Sigma Investments
New York
$681K -$890K -177,050 -56%
KFA
18
Kelleher Financial Advisors
New York
$643K -$45.7K -9,100 -6%
NFA
19
Nationwide Fund Advisors
Ohio
$602K +$374K +74,395 +146%
Legal & General Group
20
Legal & General Group
United Kingdom
$566K +$123K +24,428 +26%
Bank of America
21
Bank of America
North Carolina
$511K +$21.1K +4,200 +4%
Brown Advisory
22
Brown Advisory
Maryland
$360K +$126K +25,000 +50%
GA
23
Geneva Advisors
Illinois
$351K +$75.4K +15,000 +26%
DCM
24
Dialectic Capital Management
Connecticut
$313K +$272K +54,046 +480%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$297K -$74.4K -14,807 -19%

OXSQ Hedge Fund Activity: Q1 2016 in Review

80 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q1 2016, worth a combined $49.8M — down 41% from $84.7M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of OXSQ and 11 opened new positions — a net loss of 4 holders — while 28 trimmed existing stakes and 23 added.

The largest buyer was Putnam Investments, adding an estimated $2.18M. The largest seller was Raging Capital Management, exiting entirely with an estimated $17.8M sold.

  • 80 institutional investors held Oxford Square Capital (OXSQ) as of Q1 2016, down from 84 in Q4 2015.
  • Funds reported $49.8M of Oxford Square Capital stock for Q1 2016, down 41% quarter-over-quarter.
  • 11 funds opened new Oxford Square Capital positions in Q1 2016 and 15 closed out, a net change of -4 holders.
  • The largest Oxford Square Capital buyer in Q1 2016 was Putnam Investments, an estimated $2.18M added.
  • The largest Oxford Square Capital seller in Q1 2016 was Raging Capital Management, an estimated $17.8M sold.

Based on aggregated 13F filings for Q1 2016.