PVG Asset Management’s Oxford Square Capital OXSQ Stock Holding History

PVG Asset Management’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-15,505	Closed	-$90.2K	–	112
2016 Q3	$90.2K	Buy	15,505 +1,355	+10%	+$7.95K	0.04%	75
2016 Q2	$74.6K	Buy	14,150 +757	+6%	+$3.97K	0.03%	71
2016 Q1	$64.3K	Sell	13,393 -203,139	-94%	-$1.02M	0.03%	64
2015 Q4	$1.32M	Sell	216,532 -323,539	-60%	-$2.12M	0.53%	47
2015 Q3	$3.62M	Sell	540,071 -15,338	-3%	-$102K	1.27%	28
2015 Q2	$3.73M	Sell	555,409 -7,357	-1%	-$50.7K	1.21%	32
2015 Q1	$3.89M	Sell	562,766 -732,484	-57%	-$5.41M	1.17%	27
2014 Q4	$9.75M	Buy	+1,295,250	New	+$10.9M	2.32%	14

Other funds holding OXSQ

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TGHSA

TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PVG Asset Management's OXSQ Position: Q4 2016 in Review

PVG Asset Management sold out of Oxford Square Capital (OXSQ) in Q4 2016, closing a stake of 15,505 shares — an estimated $90.2K sold.

PVG Asset Management first reported a position in OXSQ in Q4 2014 and held it in 8 quarters. The position peaked at $9.75M in Q4 2014. 76 funds tracked by Wall St. Rank hold OXSQ as of Q4 2016.

PVG Asset Management reported no remaining Oxford Square Capital position as of Q4 2016 after selling out during the quarter.
PVG Asset Management sold 15,505 Oxford Square Capital shares in Q4 2016, an estimated $90.2K.
PVG Asset Management first reported a position in Oxford Square Capital in Q4 2014 and held it in 8 quarters.
PVG Asset Management's Oxford Square Capital position peaked at $9.75M in Q4 2014.
76 funds tracked by Wall St. Rank held Oxford Square Capital as of Q4 2016.

Based on PVG Asset Management's 13F filing for Q4 2016, filed 14 Feb 2017.