Guggenheim Capital’s Oxford Square Capital OXSQ Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-24,091	Closed	-$150K	–	2139
2019 Q3	$150K	Sell	24,091 -44,750	-65%	-$286K	﹤0.01%	2041
2019 Q2	$441K	Sell	68,841 -86,215	-56%	-$551K	﹤0.01%	1714
2019 Q1	$1.01M	Sell	155,056 -50,197	-24%	-$331K	0.01%	1374
2018 Q4	$1.33M	Sell	205,253 -83,199	-29%	-$548K	0.01%	1250
2018 Q3	$2.05M	Sell	288,452 -7,517	-3%	-$54.1K	0.01%	1225
2018 Q2	$2.04M	Sell	295,969 -31,253	-10%	-$207K	0.01%	1242
2018 Q1	$2M	Sell	327,222 -77,560	-19%	-$452K	0.01%	1635
2017 Q4	$2.32M	Sell	404,782 -33,175	-8%	-$207K	0.01%	1548
2017 Q3	$3M	Sell	437,957 -37,588	-8%	-$252K	0.01%	1379
2017 Q2	$3.02M	Buy	475,545 +82,022	+21%	+$587K	0.01%	1320
2017 Q1	$2.9M	Buy	393,523 +29,844	+8%	+$216K	0.01%	1374
2016 Q4	$2.4M	Buy	363,679 +72,515	+25%	+$448K	0.01%	1531
2016 Q3	$1.7M	Buy	291,164 +118,401	+69%	+$695K	0.01%	1727
2016 Q2	$910K	Sell	172,763 -2,326	-1%	-$12.2K	﹤0.01%	2107
2016 Q1	$840K	Buy	175,089 +11,471	+7%	+$57.6K	﹤0.01%	2155
2015 Q4	$995K	Sell	163,618 -13,751	-8%	-$89.9K	﹤0.01%	2109
2015 Q3	$1.19M	Sell	177,369 -46,469	-21%	-$309K	﹤0.01%	1984
2015 Q2	$1.5M	Buy	223,838 +4,884	+2%	+$33.6K	﹤0.01%	1973
2015 Q1	$1.51M	Buy	218,954 +13,625	+7%	+$101K	﹤0.01%	2002
2014 Q4	$1.55M	Sell	205,329 -6,016	-3%	-$50.5K	﹤0.01%	1931
2014 Q3	$1.87M	Buy	211,345 +40,369	+24%	+$388K	﹤0.01%	1809
2014 Q2	$1.69M	Buy	170,976 +49,286	+41%	+$474K	﹤0.01%	1943
2014 Q1	$1.19M	Buy	121,690 +49,860	+69%	+$510K	﹤0.01%	2157
2013 Q4	$743K	Buy	71,830 +59,769	+496%	+$612K	﹤0.01%	2392
2013 Q3	$118K	Buy	+12,061	New	+$118K	﹤0.01%	2837