Putnam Investments’s Oxford Square Capital OXSQ Stock Holding History

Putnam Investments’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-726,900	Closed	-$3.83M	–	1324
2016 Q2	$3.83M	Hold	726,900	–	–	0.01%	742
2016 Q1	$3.49M	Buy	726,900 +433,790	+148%	+$2.18M	0.01%	782
2015 Q4	$1.78M	Buy	+293,110	New	+$1.92M	﹤0.01%	1003

Other funds holding OXSQ

TGHSA

TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Putnam Investments's OXSQ Position: Q3 2016 in Review

Putnam Investments sold out of Oxford Square Capital (OXSQ) in Q3 2016, closing a stake of 726,900 shares — an estimated $3.83M sold.

Putnam Investments first reported a position in OXSQ in Q4 2015 and held it in 3 quarters. The position peaked at $3.83M in Q2 2016. 75 funds tracked by Wall St. Rank hold OXSQ as of Q3 2016.

Putnam Investments reported no remaining Oxford Square Capital position as of Q3 2016 after selling out during the quarter.
Putnam Investments sold 726,900 Oxford Square Capital shares in Q3 2016, an estimated $3.83M.
Putnam Investments first reported a position in Oxford Square Capital in Q4 2015 and held it in 3 quarters.
Putnam Investments's Oxford Square Capital position peaked at $3.83M in Q2 2016.
75 funds tracked by Wall St. Rank held Oxford Square Capital as of Q3 2016.

Based on Putnam Investments's 13F filing for Q3 2016, filed 14 Nov 2016.