Credit Suisse’s Oxford Square Capital OXSQ Stock Holding History

Credit Suisse’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-97,614	Closed	-$515K	–	4210
2016 Q2	$515K	Buy	+97,614	New	+$512K	﹤0.01%	3412
2016 Q1	–	Sell	-169,676	Closed	-$1.03M	–	4200
2015 Q4	$1.03M	Sell	169,676 -188,060	-53%	-$1.23M	﹤0.01%	2791
2015 Q3	$2.4M	Buy	+357,736	New	+$2.38M	﹤0.01%	2117
2015 Q2	–	Sell	-46,342	Closed	-$321K	–	4608
2015 Q1	$321K	Sell	46,342 -104,248	-69%	-$769K	﹤0.01%	3826
2014 Q4	$1.13M	Buy	150,590 +95,431	+173%	+$802K	﹤0.01%	3026
2014 Q3	$487K	Sell	55,159 -113,051	-67%	-$1.09M	﹤0.01%	3657
2014 Q2	$1.67M	Buy	168,210 +95,707	+132%	+$920K	﹤0.01%	2871
2014 Q1	$710K	Sell	72,503 -9,801	-12%	-$100K	﹤0.01%	3431
2013 Q4	$850K	Buy	82,304 +31,609	+62%	+$323K	﹤0.01%	3402
2013 Q3	$493K	Buy	50,695 +3,482	+7%	+$34.2K	﹤0.01%	3505
2013 Q2	$454K	Buy	+47,213	New	+$460K	﹤0.01%	3368

Other funds holding OXSQ

TGHSA

TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Credit Suisse's OXSQ Position: Q3 2016 in Review

Credit Suisse sold out of Oxford Square Capital (OXSQ) in Q3 2016, closing a stake of 97,614 shares — an estimated $515K sold.

Credit Suisse first reported a position in OXSQ in Q2 2013 and held it in 11 quarters. The position peaked at $2.4M in Q3 2015. 75 funds tracked by Wall St. Rank hold OXSQ as of Q3 2016.

Credit Suisse reported no remaining Oxford Square Capital position as of Q3 2016 after selling out during the quarter.
Credit Suisse sold 97,614 Oxford Square Capital shares in Q3 2016, an estimated $515K.
Credit Suisse first reported a position in Oxford Square Capital in Q2 2013 and held it in 11 quarters.
Credit Suisse's Oxford Square Capital position peaked at $2.4M in Q3 2015.
75 funds tracked by Wall St. Rank held Oxford Square Capital as of Q3 2016.

Based on Credit Suisse's 13F filing for Q3 2016, filed 15 Nov 2016.