Yorktown Management & Research Company’s Oxford Square Capital OXSQ Stock Holding History

Yorktown Management & Research Company’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-450,000	Closed	-$3.97M	–	469
2014 Q3	$3.97M	Hold	450,000	–	–	0.76%	36
2014 Q2	$4.46M	Buy	450,000 +13,000	+3%	+$125K	0.83%	32
2014 Q1	$4.27M	Hold	437,000	–	–	0.81%	33
2013 Q4	$4.52M	Hold	437,000	–	–	0.91%	28
2013 Q3	$4.26M	Buy	437,000 +100,000	+30%	+$982K	0.91%	27
2013 Q2	$3.24M	Buy	+337,000	New	+$3.28M	0.68%	36

Other funds holding OXSQ

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

SAM

Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $823M AUM 27.48% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Yorktown Management & Research Company's OXSQ Position: Q4 2014 in Review

Yorktown Management & Research Company sold out of Oxford Square Capital (OXSQ) in Q4 2014, closing a stake of 450,000 shares — an estimated $3.97M sold.

Yorktown Management & Research Company first reported a position in OXSQ in Q2 2013 and held it in 6 quarters. The position peaked at $4.52M in Q4 2013. 94 funds tracked by Wall St. Rank hold OXSQ as of Q4 2014.

Yorktown Management & Research Company reported no remaining Oxford Square Capital position as of Q4 2014 after selling out during the quarter.
Yorktown Management & Research Company sold 450,000 Oxford Square Capital shares in Q4 2014, an estimated $3.97M.
Yorktown Management & Research Company first reported a position in Oxford Square Capital in Q2 2013 and held it in 6 quarters.
Yorktown Management & Research Company's Oxford Square Capital position peaked at $4.52M in Q4 2013.
94 funds tracked by Wall St. Rank held Oxford Square Capital as of Q4 2014.

Based on Yorktown Management & Research Company's 13F filing for Q4 2014, filed 5 Feb 2015.