State Street’s Oxford Square Capital OXSQ Stock Holding History

State Street’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-11,792	Closed	-$79K	–	3735
2015 Q2	$79K	Hold	11,792	–	–	﹤0.01%	3554
2015 Q1	$82K	Sell	11,792 -174,475	-94%	-$1.29M	﹤0.01%	3553
2014 Q4	$1.4M	Buy	186,267 +2,300	+1%	+$19.3K	﹤0.01%	3169
2014 Q3	$1.62M	Sell	183,967 -10,300	-5%	-$99K	﹤0.01%	3103
2014 Q2	$1.92M	Sell	194,267 -827,092	-81%	-$7.95M	﹤0.01%	3078
2014 Q1	$9.99M	Sell	1,021,359 -31,992	-3%	-$327K	﹤0.01%	2216
2013 Q4	$10.9M	Buy	1,053,351 +25,054	+2%	+$256K	﹤0.01%	2146
2013 Q3	$10M	Buy	1,028,297 +3,158	+0.3%	+$31K	﹤0.01%	2122
2013 Q2	$9.86M	Buy	+1,025,139	New	+$9.98M	﹤0.01%	2051

Other funds holding OXSQ

RCM

Raging Capital Management Rocky Hill, New Jersey $18.2M AUM 17.75% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TGHSA

TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Selz Capital New York $570M AUM 35.56% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

SAM

Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

State Street's OXSQ Position: Q3 2015 in Review

State Street sold out of Oxford Square Capital (OXSQ) in Q3 2015, closing a stake of 11,792 shares — an estimated $79K sold.

State Street first reported a position in OXSQ in Q2 2013 and held it in 9 quarters. The position peaked at $10.9M in Q4 2013. 80 funds tracked by Wall St. Rank hold OXSQ as of Q3 2015.

State Street reported no remaining Oxford Square Capital position as of Q3 2015 after selling out during the quarter.
State Street sold 11,792 Oxford Square Capital shares in Q3 2015, an estimated $79K.
State Street first reported a position in Oxford Square Capital in Q2 2013 and held it in 9 quarters.
State Street's Oxford Square Capital position peaked at $10.9M in Q4 2013.
80 funds tracked by Wall St. Rank held Oxford Square Capital as of Q3 2015.

Based on State Street's 13F filing for Q3 2015, filed 16 Nov 2015.