SNC
OAKS

Stifel Nicolaus & Co’s Five Oaks Investment Corp. OAKS Stock Holding History

Stifel Nicolaus & Co’s Portfolio OAKS Stock Details OAKS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$136K Sell
11,950
-3,300
-22% -$38.2K ﹤0.01% 1415
2013
Q2 		$200K Buy
+15,250
New +$219K ﹤0.01% 1275

Other funds holding OAKS

BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
VFS
VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
ARTA
A.R.T. Advisors New York $1.79M AUM 57.47% 1-Year Est. Return
PAA
Peregrine Asset Advisers Portland, Oregon $371M AUM 41.36% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Stifel Nicolaus & Co's OAKS Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its Five Oaks Investment Corp. (OAKS) stake by 22% in Q3 2013, selling an estimated $38.2K and leaving 11,950 shares worth $136K. The position accounts for ﹤0.01% of the portfolio, ranked #1415.

Stifel Nicolaus & Co first reported a position in OAKS in Q2 2013 and has held it in 2 quarters since. The position peaked at $200K in Q2 2013. 16 funds tracked by Wall St. Rank hold OAKS as of Q3 2013.

  • Stifel Nicolaus & Co held 11,950 shares of Five Oaks Investment Corp. worth $136K as of Q3 2013.
  • Stifel Nicolaus & Co sold 3,300 Five Oaks Investment Corp. shares in Q3 2013, an estimated $38.2K.
  • Five Oaks Investment Corp. made up ﹤0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #1415 holding.
  • Stifel Nicolaus & Co first reported a position in Five Oaks Investment Corp. in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's Five Oaks Investment Corp. position peaked at $200K in Q2 2013.
  • 16 funds tracked by Wall St. Rank held Five Oaks Investment Corp. as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.