SNC
HCAP

Stifel Nicolaus & Co’s Harvest Capital Credit Corporation HCAP Stock Holding History

Stifel Nicolaus & Co’s Portfolio HCAP Stock Details HCAP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-12,000
Closed -$181K – 1550
2013
Q2 		$181K Buy
+12,000
New +$181K ﹤0.01% 1291

Other funds holding HCAP

Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return
CAM
Cubic Asset Management Boston, Massachusetts $422M AUM 29.18% 1-Year Est. Return
William Blair & Company
William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
MCM
Manchester Capital Management Manchester, Vermont $694M AUM 22.34% 1-Year Est. Return

Stifel Nicolaus & Co's HCAP Position: Q3 2013 in Review

Stifel Nicolaus & Co sold out of Harvest Capital Credit Corporation (HCAP) in Q3 2013, closing a stake of 12,000 shares — an estimated $181K sold.

Stifel Nicolaus & Co first reported a position in HCAP in Q2 2013 and held it in 1 quarter. The position peaked at $181K in Q2 2013. 12 funds tracked by Wall St. Rank hold HCAP as of Q3 2013.

  • Stifel Nicolaus & Co reported no remaining Harvest Capital Credit Corporation position as of Q3 2013 after selling out during the quarter.
  • Stifel Nicolaus & Co sold 12,000 Harvest Capital Credit Corporation shares in Q3 2013, an estimated $181K.
  • Stifel Nicolaus & Co first reported a position in Harvest Capital Credit Corporation in Q2 2013 and held it in 1 quarter.
  • Stifel Nicolaus & Co's Harvest Capital Credit Corporation position peaked at $181K in Q2 2013.
  • 12 funds tracked by Wall St. Rank held Harvest Capital Credit Corporation as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.