Yorktown Management & Research Company’s Harvest Capital Credit Corporation HCAP Stock Holding History

Yorktown Management & Research Company’s Portfolio HCAP Stock Details HCAP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-30,000	Closed	-$383K	–	337
2016 Q2	$383K	Sell	30,000 -15,000	-33%	-$193K	0.09%	107
2016 Q1	$548K	Hold	45,000	–	–	0.11%	125
2015 Q4	$528K	Sell	45,000 -85,000	-65%	-$1.01M	0.09%	170
2015 Q3	$1.55M	Sell	130,000 -25,000	-16%	-$319K	0.26%	142
2015 Q2	$2.18M	Sell	155,000 -20,700	-12%	-$285K	0.38%	77
2015 Q1	$2.28M	Hold	175,700	–	–	0.41%	61
2014 Q4	$2.03M	Sell	175,700 -5,300	-3%	-$64.9K	0.42%	51
2014 Q3	$2.38M	Buy	181,000 +37,177	+26%	+$527K	0.46%	50
2014 Q2	$2.13M	Buy	143,823 +11,500	+9%	+$167K	0.4%	51
2014 Q1	$1.95M	Hold	132,323	–	–	0.37%	55
2013 Q4	$1.99M	Hold	132,323	–	–	0.4%	53
2013 Q3	$1.98M	Buy	132,323 +40,323	+44%	+$606K	0.42%	48
2013 Q2	$1.39M	Buy	+92,000	New	+$1.39M	0.29%	65

Other funds holding HCAP

PAIM

Punch & Associates Investment Management Edina, Minnesota $2.02B AUM 40.6% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

CAM

Cubic Asset Management Boston, Massachusetts $422M AUM 29.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

William Blair & Company Chicago, Illinois $38.4B AUM 25.71% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $91.6B AUM 29.2% 1-Year Est. Return

GCP

GSA Capital Partners London, United Kingdom $1.59B AUM 39.81% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Yorktown Management & Research Company's HCAP Position: Q3 2016 in Review

Yorktown Management & Research Company sold out of Harvest Capital Credit Corporation (HCAP) in Q3 2016, closing a stake of 30,000 shares — an estimated $383K sold.

Yorktown Management & Research Company first reported a position in HCAP in Q2 2013 and held it in 13 quarters. The position peaked at $2.38M in Q3 2014. 20 funds tracked by Wall St. Rank hold HCAP as of Q3 2016.

Yorktown Management & Research Company reported no remaining Harvest Capital Credit Corporation position as of Q3 2016 after selling out during the quarter.
Yorktown Management & Research Company sold 30,000 Harvest Capital Credit Corporation shares in Q3 2016, an estimated $383K.
Yorktown Management & Research Company first reported a position in Harvest Capital Credit Corporation in Q2 2013 and held it in 13 quarters.
Yorktown Management & Research Company's Harvest Capital Credit Corporation position peaked at $2.38M in Q3 2014.
20 funds tracked by Wall St. Rank held Harvest Capital Credit Corporation as of Q3 2016.

Based on Yorktown Management & Research Company's 13F filing for Q3 2016, filed 31 Oct 2016.