SNC
FCT

Stifel Nicolaus & Co’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

Stifel Nicolaus & Co’s Portfolio FCT Stock Details FCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-11,085
Closed -$168K – 1497
2013
Q2 		$168K Buy
+11,085
New +$176K ﹤0.01% 1301

Other funds holding FCT

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Stifel Nicolaus & Co's FCT Position: Q3 2013 in Review

Stifel Nicolaus & Co sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q3 2013, closing a stake of 11,085 shares — an estimated $168K sold.

Stifel Nicolaus & Co first reported a position in FCT in Q2 2013 and held it in 1 quarter. The position peaked at $168K in Q2 2013. 32 funds tracked by Wall St. Rank hold FCT as of Q3 2013.

  • Stifel Nicolaus & Co reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q3 2013 after selling out during the quarter.
  • Stifel Nicolaus & Co sold 11,085 First Trust Senior Floating Rate Income Fund II shares in Q3 2013, an estimated $168K.
  • Stifel Nicolaus & Co first reported a position in First Trust Senior Floating Rate Income Fund II in Q2 2013 and held it in 1 quarter.
  • Stifel Nicolaus & Co's First Trust Senior Floating Rate Income Fund II position peaked at $168K in Q2 2013.
  • 32 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.