FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

29 hedge funds and large institutions have $63M invested in First Trust Senior Floating Rate Income Fund II in 2013 Q2 according to their latest regulatory filings, with 29 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
+29
Holders Change %
–
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
29
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$26.7M +$26.7M +1,763,826 New
GC
2
Guggenheim Capital
Illinois
$6.46M +$6.46M +426,325 New
U
3
UBS
Switzerland
$5.8M +$5.8M +383,009 New
Wells Fargo
4
Wells Fargo
California
$5.79M +$5.79M +381,840 New
Morgan Stanley
5
Morgan Stanley
New York
$4.45M +$4.45M +293,634 New
Invesco
6
Invesco
Georgia
$2.94M +$2.94M +193,782 New
CS
7
Credit Suisse
Switzerland
$1.76M +$1.76M +115,839 New
LPL Financial
8
LPL Financial
California
$1.65M +$1.65M +108,903 New
RJA
9
Raymond James & Associates
Florida
$1.36M +$1.36M +89,584 New
ARC
10
Absolute Return Capital
Massachusetts
$1.1M +$1.1M +72,462 New
HK
11
Horizon Kinetics
New York
$800K +$800K +52,800 New
AAM
12
Advisors Asset Management
Colorado
$698K +$698K +46,099 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$642K +$642K +42,398 New
AI
14
Atria Investments
North Carolina
$465K +$465K +30,721 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$452K +$452K +29,854 New
Deutsche Bank
16
Deutsche Bank
Germany
$431K +$431K +28,484 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$391K +$391K +25,747 New
LPC
18
Loeb Partners Corp
New York
$271K +$271K +17,900 New
UCFA
19
United Capital Financial Advisors
Texas
$191K +$191K +12,590 New
SRC
20
Shufro Rose & Co
New York
$177K +$177K +11,700 New
SNC
21
Stifel Nicolaus & Co
Missouri
$168K +$168K +11,085 New
Cohen & Steers
22
Cohen & Steers
New York
$109K +$109K +7,170 New
Barclays
23
Barclays
United Kingdom
$66K +$66K +4,365 New
AA
24
Apriem Advisors
California
$53K +$53K +3,500 New
DAM
25
Delta Asset Management
Tennessee
$26K +$26K +1,700 New
1
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