FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

66 hedge funds and large institutions have $118M invested in First Trust Senior Floating Rate Income Fund II in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 25 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
+2
Holders Change %
+3.13%
% of All Funds
1.34%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
17
Reduced
25
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$10M
2
OC
Oppenheimer & Co
New York
$313K
3
BRWA
B. Riley Wealth Advisors
Florida
$518K
4
SFS
Shaker Financial Services
Virginia
$644K
5
GC
Guggenheim Capital
Illinois
$1.29M

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
$2.86M
2
SCM
Saba Capital Management
New York
$18.7M
3
MC
Matisse Capital
Oregon
$0
4
Bank of America
Bank of America
North Carolina
$21M
5
WMG
WESCAP Management Group
California
$327K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$21M -$1.28M -116,291 -6%
SCM
2
Saba Capital Management
New York
$18.7M -$3.46M -315,071 -16%
RVPG
3
Relative Value Partners Group
$13.9M -$120K -10,969 -0.9%
GI
4
Gradient Investments
Minnesota
$10.4M +$93.7K +8,539 +0.9%
Morgan Stanley
5
Morgan Stanley
New York
$10M +$1.36M +124,071 +16%
EIA
6
Edgemoor Investment Advisors
Maryland
$8.37M -$70.7K -6,446 -0.8%
Invesco
7
Invesco
Georgia
$7.12M +$59.1K +5,387 +0.8%
UBS Group
8
UBS Group
Switzerland
$3.35M -$66.3K -6,046 -2%
RCM
9
Rivernorth Capital Management
Florida
$2.86M -$6.41M -584,168 -69%
CCP
10
Clough Capital Partners
Massachusetts
$2.55M -$164K -14,972 -6%
TA
11
TFG Advisers
Michigan
$1.79M -$68.4K -6,242 -4%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.49M +$209K +19,090 +16%
GC
13
Guggenheim Capital
Illinois
$1.29M +$223K +20,287 +21%
Stifel Financial
14
Stifel Financial
Missouri
$1.28M +$37.8K +3,442 +3%
FEG
15
Financial Enhancement Group
Indiana
$927K -$49K -4,465 -5%
Ameriprise
16
Ameriprise
Minnesota
$846K -$44.4K -4,048 -5%
AAM
17
Advisors Asset Management
Colorado
$844K -$17.6K -1,604 -2%
PCM
18
PenderFund Capital Management
British Columbia, Canada
$735K – – –
FFA
19
First Foundation Advisors
California
$673K -$32.3K -2,945 -5%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$667K +$95.6K +8,717 +17%
PAS
21
Park Avenue Securities
New York
$663K +$95.5K +8,705 +17%
SFS
22
Shaker Financial Services
Virginia
$644K +$246K +22,388 +62%
PAG
23
Private Advisor Group
New Jersey
$566K +$4.74K +435 +0.8%
RJA
24
Raymond James & Associates
Florida
$551K -$65.3K -5,951 -11%
BRWA
25
B. Riley Wealth Advisors
Florida
$518K +$288K +26,236 +125%
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