FCT

First Trust Senior Floating Rate Income Fund II

51 hedge funds and large institutions have $86.2M invested in First Trust Senior Floating Rate Income Fund II in 2014 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
+7
Holders Change %
+15.91%
% of All Funds
1.36%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
15
Increased
9
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Bank of America
1
Bank of America
North Carolina
$24.8M +$333K +25,570 +1%
Morgan Stanley
2
Morgan Stanley
New York
$8.08M +$3.98M +305,846 +97%
Baillie Gifford & Co
3
Baillie Gifford & Co
United Kingdom
$7.94M +$7.94M +610,000 New
MIG
4
Mariner Investment Group
New York
$5.48M +$5.48M +420,842 New
TAM
5
Trust Asset Management
Texas
$3.52M +$1.58M +121,097 +81%
UBS Group
6
UBS Group
Switzerland
$3.47M +$3.47M +266,514 New
Wells Fargo
7
Wells Fargo
California
$3.34M -$286K -22,007 -8%
GC
8
Guggenheim Capital
Illinois
$3.17M +$689K +52,992 +28%
RVP
9
Relative Value Partners
Illinois
$3.15M +$2.8M +215,068 +806%
Invesco
10
Invesco
Georgia
$3.09M +$792K +60,842 +34%
GI
11
Gradient Investments
Minnesota
$2.28M +$428K +32,919 +23%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.88M -$142K -10,920 -7%
KA
13
Klingman & Associates
New York
$1.82M +$1.82M +139,862 New
CA
14
Cornerstone Advisors
North Carolina
$1.65M
CS
15
Credit Suisse
Switzerland
$1.33M -$49.7K -3,817 -4%
LPL Financial
16
LPL Financial
California
$1.29M -$89.3K -6,861 -6%
JPMorgan Chase & Co
17
JPMorgan Chase & Co
New York
$1.11M
LCM
18
Laurion Capital Management
New York
$961K +$961K +73,841 New
HNB
19
Huntington National Bank
Ohio
$864K -$687K
Stifel Financial
20
Stifel Financial
Missouri
$739K +$35.7K +2,746 +5%
RJA
21
Raymond James & Associates
Florida
$727K -$425K -32,674 -37%
SG Americas Securities
22
SG Americas Securities
New York
$721K +$721K +55,391 New
VKH
23
Virtu KCG Holdings
New York
$703K +$703K +54,008 New
HK
24
Horizon Kinetics
New York
$680K
Deutsche Bank
25
Deutsche Bank
Germany
$530K -$195K -15,000 -27%