FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

65 hedge funds and large institutions have $133M invested in First Trust Senior Floating Rate Income Fund II in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
+3
Holders Change %
+4.84%
% of All Funds
1.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
21
Reduced
19
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$30.2M
2
SCM
Saba Capital Management
New York
$27.4M
3
GI
Gradient Investments
Minnesota
$5.44M
4
CCP
Clough Capital Partners
Massachusetts
$689K
5
PAG
Private Advisor Group
New Jersey
$341K

Top Sellers

1
FFA
First Foundation Advisors
California
$411K
2
SIA
Sit Investment Associates
Minnesota
$2.11M
3
LCM
Landscape Capital Management
New Jersey
$0
4
AAM
Advisors Asset Management
Colorado
$0
5
Morgan Stanley
Morgan Stanley
New York
$2.45M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$30.2M +$6.16M +513,682 +26%
SCM
2
Saba Capital Management
New York
$27.4M +$4M +332,939 +17%
RVPG
3
Relative Value Partners Group
$17.1M -$225K -18,716 -1%
EIA
4
Edgemoor Investment Advisors
Maryland
$9.24M +$158K +13,197 +2%
Invesco
5
Invesco
Georgia
$5.55M +$147K +12,235 +3%
GI
6
Gradient Investments
Minnesota
$5.44M +$979K +81,592 +22%
GC
7
Guggenheim Capital
Illinois
$4.07M +$72.6K +6,053 +2%
UBS Group
8
UBS Group
Switzerland
$2.85M +$142K +11,832 +5%
VEA
9
Virtus ETF Advisers
New York
$2.66M +$315K +26,238 +13%
Morgan Stanley
10
Morgan Stanley
New York
$2.45M -$533K -44,436 -18%
TA
11
TFG Advisers
Michigan
$2.12M -$46.2K -3,850 -2%
SIA
12
Sit Investment Associates
Minnesota
$2.11M -$1.9M -158,705 -47%
FEG
13
Financial Enhancement Group
Indiana
$2.01M +$1.87K +156 +0.1%
WAM
14
Wolverine Asset Management
Illinois
$1.63M -$328K -27,322 -17%
Stifel Financial
15
Stifel Financial
Missouri
$1.51M -$142K -11,841 -9%
SFS
16
Shaker Financial Services
Virginia
$1.43M -$123K -10,230 -8%
CRC
17
Curi RMB Capital
Illinois
$1.26M -$139K -11,603 -10%
PCM
18
PenderFund Capital Management
British Columbia, Canada
$1.2M – – –
AC
19
Almitas Capital
California
$983K -$316K -26,375 -24%
WCMNY
20
Westchester Capital Management (New York)
New York
$925K – – –
Ameriprise
21
Ameriprise
Minnesota
$868K +$5.4K +450 +0.6%
QGA
22
Q Global Advisors
Texas
$738K – – –
CCP
23
Clough Capital Partners
Massachusetts
$689K +$689K +57,390 New
JPMorgan Chase & Co
24
JPMorgan Chase & Co
New York
$652K – – –
AA
25
AQR Arbitrage
Connecticut
$630K +$57.1K +4,757 +10%
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