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FCT

First Trust Senior Floating Rate Income Fund II

32 hedge funds and large institutions have $62.4M invested in First Trust Senior Floating Rate Income Fund II in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

25% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 8

10% more funds holding

Funds holding: 2932 (+3)

0.04% less ownership

Funds ownership: 16.38%16.34% (-0.04%)

1% less capital invested

Capital invested by funds: $63M → $62.4M (-$573K)

Holders
32
Holders Change
+3
Holders Change %
+10.34%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$27.9M +$2.85M +186,243 +11%
U
2
UBS
Switzerland
$5.58M +$102K +6,640 +2%
GC
3
Guggenheim Capital
Illinois
$5.25M -$908K -59,378 -14%
Wells Fargo
4
Wells Fargo
California
$5.19M -$297K -19,444 -5%
Morgan Stanley
5
Morgan Stanley
New York
$3.81M -$419K -27,382 -9%
Invesco
6
Invesco
Georgia
$2.48M -$308K -20,132 -10%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$2.28M +$1.79M +116,797 +275%
LPL Financial
8
LPL Financial
California
$1.76M +$188K +12,265 +11%
CS
9
Credit Suisse
Switzerland
$1.58M -$81.1K -5,302 -5%
RJA
10
Raymond James & Associates
Florida
$1.17M -$123K -8,014 -9%
ARC
11
Absolute Return Capital
Massachusetts
$949K -$93.7K -6,127 -8%
Deutsche Bank
12
Deutsche Bank
Germany
$817K +$439K +28,684 +101%
HK
13
Horizon Kinetics
New York
$756K
AI
14
Atria Investments
North Carolina
$563K +$132K +8,653 +28%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$432K +$5.49K +359 +1%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$307K -$66.3K -4,334 -17%
VKH
17
Virtu KCG Holdings
New York
$266K +$284K +18,560 New
LPC
18
Loeb Partners Corp
New York
$256K
WAM
19
Wolverine Asset Management
Illinois
$219K +$235K +15,349 New
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$181K +$193K +12,647 New
UCFA
21
United Capital Financial Advisors
Texas
$180K
SRC
22
Shufro Rose & Co
New York
$167K
Barclays
23
Barclays
United Kingdom
$96K +$38.4K +2,509 +57%
GI
24
Gradient Investments
Minnesota
$83K +$88.8K +5,807 New
AA
25
Apriem Advisors
California
$50K

FCT Hedge Fund Activity: Q3 2013 in Review

32 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate Income Fund II (FCT) for Q3 2013, worth a combined $62.4M — down 0.91% from $63M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FCT positions and 3 closed out — a net gain of 3 holders — while 10 added to existing stakes and 8 trimmed.

The largest buyer was Bank of America, adding an estimated $2.85M. The largest seller was Guggenheim Capital, cutting an estimated $908K.

  • 32 institutional investors held First Trust Senior Floating Rate Income Fund II (FCT) as of Q3 2013, up from 29 in Q2 2013.
  • Funds reported $62.4M of First Trust Senior Floating Rate Income Fund II stock for Q3 2013, down 0.91% quarter-over-quarter.
  • 6 funds opened new First Trust Senior Floating Rate Income Fund II positions in Q3 2013 and 3 closed out, a net change of +3 holders.
  • The largest First Trust Senior Floating Rate Income Fund II buyer in Q3 2013 was Bank of America, an estimated $2.85M added.
  • The largest First Trust Senior Floating Rate Income Fund II seller in Q3 2013 was Guggenheim Capital, an estimated $908K sold.

Based on aggregated 13F filings for Q3 2013.