FCT

First Trust Senior Floating Rate Income Fund II

32 hedge funds and large institutions have $62.4M invested in First Trust Senior Floating Rate Income Fund II in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
+3
Holders Change %
+10.34%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Bank of America
1
Bank of America
North Carolina
$27.9M +$2.67M +186,243 +11%
U
2
UBS
Switzerland
$5.58M +$95K +6,640 +2%
GC
3
Guggenheim Capital
Illinois
$5.25M -$850K -59,378 -14%
Wells Fargo
4
Wells Fargo
California
$5.19M -$278K -19,444 -5%
Morgan Stanley
5
Morgan Stanley
New York
$3.81M -$392K -27,382 -9%
Invesco
6
Invesco
Georgia
$2.49M -$288K -20,132 -10%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$2.28M +$1.67M +116,797 +275%
LPL Financial
8
LPL Financial
California
$1.76M +$178K +12,265 +11%
CS
9
Credit Suisse
Switzerland
$1.58M -$75.9K -5,302 -5%
RJA
10
Raymond James & Associates
Florida
$1.17M -$115K -8,014 -9%
ARC
11
Absolute Return Capital
Massachusetts
$949K -$87.7K -6,127 -8%
Deutsche Bank
12
Deutsche Bank
Germany
$817K +$410K +28,684 +101%
HK
13
Horizon Kinetics
New York
$756K
AI
14
Atria Investments
North Carolina
$563K +$124K +8,653 +28%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$432K +$5.13K +359 +1%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$307K -$62.1K -4,334 -17%
VKH
17
Virtu KCG Holdings
New York
$266K +$266K +18,560 New
LPC
18
Loeb Partners Corp
New York
$256K
WAM
19
Wolverine Asset Management
Illinois
$219K +$219K +15,349 New
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$181K +$181K +12,647 New
UCFA
21
United Capital Financial Advisors
Texas
$180K
SRC
22
Shufro Rose & Co
New York
$167K
Barclays
23
Barclays
United Kingdom
$96K +$35K +2,509 +57%
GI
24
Gradient Investments
Minnesota
$83K +$83K +5,807 New
AA
25
Apriem Advisors
California
$50K