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FCT

First Trust Senior Floating Rate Income Fund II

60 hedge funds and large institutions have $124M invested in First Trust Senior Floating Rate Income Fund II in 2019 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more capital invested

Capital invested by funds: $108M → $124M (+$15.9M)

2.45% more ownership

Funds ownership: 36.77%39.22% (+2.5%)

5% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 20

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

3% less funds holding

Funds holding: 6260 (-2)

Holders
60
Holders Change
-2
Holders Change %
-3.23%
% of All Funds
1.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
21
Reduced
20
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$25M -$6.52M -549,370 -21%
RVPG
2
Relative Value Partners Group
$17.1M -$137K -11,509 -0.8%
SCM
3
Saba Capital Management
New York
$11.5M +$8.04M +677,607 +228%
EIA
4
Edgemoor Investment Advisors
Maryland
$8.4M +$1.19M +99,853 +16%
RCM
5
Rivernorth Capital Management
Florida
$7.78M +$3.51M +295,867 +82%
SIA
6
Sit Investment Associates
Minnesota
$5.24M +$1.19M +100,652 +29%
Invesco
7
Invesco
Georgia
$4.65M +$915K +77,137 +24%
GC
8
Guggenheim Capital
Illinois
$4.03M -$169K -14,244 -4%
GI
9
Gradient Investments
Minnesota
$3.58M -$332K -27,950 -8%
Morgan Stanley
10
Morgan Stanley
New York
$3.14M -$179K -15,100 -5%
FFA
11
First Foundation Advisors
California
$3.07M -$499K -42,055 -14%
UBS Group
12
UBS Group
Switzerland
$2.59M -$312K -26,256 -11%
TA
13
TFG Advisers
Michigan
$2.11M -$4.11K -346 -0.2%
SFS
14
Shaker Financial Services
Virginia
$1.99M +$1.27M +107,404 +176%
WAM
15
Wolverine Asset Management
Illinois
$1.98M +$388K +32,677 +24%
FEG
16
Financial Enhancement Group
Indiana
$1.97M +$1.98M +166,808 New
Stifel Financial
17
Stifel Financial
Missouri
$1.78M -$88.6K -7,467 -5%
CRC
18
Curi RMB Capital
Illinois
$1.75M -$132K -11,106 -7%
PCM
19
PenderFund Capital Management
British Columbia, Canada
$1.61M +$1.19M +100,000 New
LCM
20
Landscape Capital Management
New Jersey
$1.25M +$132K +11,105 +12%
AAM
21
Advisors Asset Management
Colorado
$1.23M -$39.5K -3,330 -3%
AAMU
22
Amundi Asset Management US
Massachusetts
$1.18M -$593K -50,000 -33%
AC
23
Almitas Capital
California
$1.02M +$488K +41,102 +91%
Ameriprise
24
Ameriprise
Minnesota
$940K -$114K -9,588 -11%
WCMNY
25
Westchester Capital Management (New York)
New York
$911K

FCT Hedge Fund Activity: Q1 2019 in Review

60 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate Income Fund II (FCT) for Q1 2019, worth a combined $124M — up 15% from $108M a quarter earlier.

Fund positioning in FCT was balanced in Q1 2019: 9 funds opened new positions, 9 closed out, 21 added to existing stakes and 20 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $8.04M. The largest seller was Bank of America, cutting an estimated $6.52M.

  • 60 institutional investors held First Trust Senior Floating Rate Income Fund II (FCT) as of Q1 2019, down from 62 in Q4 2018.
  • Funds reported $124M of First Trust Senior Floating Rate Income Fund II stock for Q1 2019, up 15% quarter-over-quarter.
  • 9 funds opened new First Trust Senior Floating Rate Income Fund II positions in Q1 2019 and 9 closed out, a net change of 0 holders.
  • The largest First Trust Senior Floating Rate Income Fund II buyer in Q1 2019 was Saba Capital Management, an estimated $8.04M added.
  • The largest First Trust Senior Floating Rate Income Fund II seller in Q1 2019 was Bank of America, an estimated $6.52M sold.

Based on aggregated 13F filings for Q1 2019.