FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

60 hedge funds and large institutions have $124M invested in First Trust Senior Floating Rate Income Fund II in 2019 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
-2
Holders Change %
-3.23%
% of All Funds
1.3%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
21
Reduced
20
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$11.5M
2
RCM
Rivernorth Capital Management
Florida
$7.78M
3
FEG
Financial Enhancement Group
Indiana
$1.97M
4
PCM
PenderFund Capital Management
British Columbia, Canada
$1.62M
5
SFS
Shaker Financial Services
Virginia
$1.99M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$25M
2
PCM
Peak Capital Management
Colorado
$0
3
AAMU
Amundi Asset Management US
Massachusetts
$1.18M
4
PPA
Parametric Portfolio Associates
Washington
$0
5
FFA
First Foundation Advisors
California
$3.07M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$25M -$6.49M -549,370 -21%
RVPG
2
Relative Value Partners Group
$17.1M -$136K -11,509 -0.8%
SCM
3
Saba Capital Management
New York
$11.5M +$8.01M +677,607 +228%
EIA
4
Edgemoor Investment Advisors
Maryland
$8.41M +$1.18M +99,853 +16%
RCM
5
Rivernorth Capital Management
Florida
$7.78M +$3.5M +295,867 +82%
SIA
6
Sit Investment Associates
Minnesota
$5.24M +$1.19M +100,652 +29%
Invesco
7
Invesco
Georgia
$4.65M +$912K +77,137 +24%
GC
8
Guggenheim Capital
Illinois
$4.03M -$168K -14,244 -4%
GI
9
Gradient Investments
Minnesota
$3.58M -$330K -27,950 -8%
Morgan Stanley
10
Morgan Stanley
New York
$3.14M -$179K -15,100 -5%
FFA
11
First Foundation Advisors
California
$3.07M -$497K -42,055 -14%
UBS Group
12
UBS Group
Switzerland
$2.59M -$310K -26,256 -11%
TA
13
TFG Advisers
Michigan
$2.11M -$4.09K -346 -0.2%
SFS
14
Shaker Financial Services
Virginia
$1.99M +$1.27M +107,404 +176%
WAM
15
Wolverine Asset Management
Illinois
$1.98M +$386K +32,677 +24%
FEG
16
Financial Enhancement Group
Indiana
$1.97M +$1.97M +166,808 New
Stifel Financial
17
Stifel Financial
Missouri
$1.78M -$88.5K -7,467 -5%
CRC
18
Curi RMB Capital
Illinois
$1.75M -$131K -11,106 -7%
PCM
19
PenderFund Capital Management
British Columbia, Canada
$1.62M +$1.62M +100,000 New
LCM
20
Landscape Capital Management
New Jersey
$1.25M +$131K +11,105 +12%
AAM
21
Advisors Asset Management
Colorado
$1.23M -$39.4K -3,330 -3%
AAMU
22
Amundi Asset Management US
Massachusetts
$1.18M -$591K -50,000 -33%
AC
23
Almitas Capital
California
$1.02M +$486K +41,102 +91%
Ameriprise
24
Ameriprise
Minnesota
$940K -$113K -9,588 -11%
WCMNY
25
Westchester Capital Management (New York)
New York
$911K – – –
1
2 3