Peak Capital Management’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

Peak Capital Management’s Portfolio FCT Stock Details FCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-127,157	Closed	-$1.42M	–	29
2018 Q4	$1.42M	Sell	127,157 -6,222	-5%	-$74.3K	1.02%	23
2018 Q3	$1.64M	Sell	133,379 -13,220	-9%	-$168K	1.2%	21
2018 Q2	$1.88M	Buy	+146,599	New	+$1.91M	1.14%	24
2018 Q1	–	Sell	-112,341	Closed	-$1.51M	–	77
2017 Q4	$1.51M	Hold	112,341	–	–	1.03%	23
2017 Q3	$1.51M	Buy	+112,341	New	+$1.5M	1.01%	23

Other funds holding FCT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

EIA

Edgemoor Investment Advisors Bethesda, Maryland $1.27B AUM 25.83% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Peak Capital Management's FCT Position: Q1 2019 in Review

Peak Capital Management sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q1 2019, closing a stake of 127,157 shares — an estimated $1.42M sold.

Peak Capital Management first reported a position in FCT in Q3 2017 and held it in 5 quarters. The position peaked at $1.88M in Q2 2018. 60 funds tracked by Wall St. Rank hold FCT as of Q1 2019.

Peak Capital Management reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q1 2019 after selling out during the quarter.
Peak Capital Management sold 127,157 First Trust Senior Floating Rate Income Fund II shares in Q1 2019, an estimated $1.42M.
Peak Capital Management first reported a position in First Trust Senior Floating Rate Income Fund II in Q3 2017 and held it in 5 quarters.
Peak Capital Management's First Trust Senior Floating Rate Income Fund II position peaked at $1.88M in Q2 2018.
60 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q1 2019.

Based on Peak Capital Management's 13F filing for Q1 2019, filed 28 May 2019.