FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

47 hedge funds and large institutions have $96.4M invested in First Trust Senior Floating Rate Income Fund II in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
–
Holders Change %
0%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
13
Reduced
19
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
Relative Value Partners Group
$4.4M
2
Bank of America
Bank of America
North Carolina
$38.1M
3
PCM
Peak Capital Management
Colorado
$1.52M
4
FFA
First Foundation Advisors
California
$4.59M
5
AAM
Advisors Asset Management
Colorado
$1.95M

Top Sellers

1
UBS Group
UBS Group
Switzerland
$3.24M
2
Morgan Stanley
Morgan Stanley
New York
$5.79M
3
AGA
Accuvest Global Advisors
Utah
$613K
4
Invesco
Invesco
Georgia
$4.62M
5
Wells Fargo
Wells Fargo
California
$976K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$38.1M +$2.87M +213,074 +8%
GI
2
Gradient Investments
Minnesota
$6.05M +$392K +29,090 +7%
Morgan Stanley
3
Morgan Stanley
New York
$5.79M -$1.53M -113,364 -21%
Invesco
4
Invesco
Georgia
$4.62M -$840K -62,282 -15%
FFA
5
First Foundation Advisors
California
$4.59M +$1.4M +104,079 +44%
RVPG
6
Relative Value Partners Group
$4.4M +$4.4M +326,222 New
GC
7
Guggenheim Capital
Illinois
$4.2M -$76.1K -5,640 -2%
UBS Group
8
UBS Group
Switzerland
$3.24M -$1.82M -135,166 -36%
Stifel Financial
9
Stifel Financial
Missouri
$2.7M +$77.5K +5,756 +3%
Baillie Gifford & Co
10
Baillie Gifford & Co
United Kingdom
$2.48M – – –
AAMU
11
Amundi Asset Management US
Massachusetts
$2.02M – – –
AAM
12
Advisors Asset Management
Colorado
$1.95M +$661K +49,017 +52%
AFP
13
Ausdal Financial Partners
Iowa
$1.54M -$13.5K -1,000 -0.9%
PCM
14
Peak Capital Management
Colorado
$1.52M +$1.52M +112,341 New
KA
15
Klingman & Associates
New York
$1.49M -$264K -19,602 -15%
RJA
16
Raymond James & Associates
Florida
$1.31M -$83.4K -6,183 -6%
RCM
17
Robinson Capital Management
Michigan
$1.22M -$135K -10,014 -10%
Cohen & Steers
18
Cohen & Steers
New York
$1.19M -$112K -8,342 -9%
Wells Fargo
19
Wells Fargo
California
$976K -$786K -58,241 -45%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$825K -$60K -4,445 -7%
LPL Financial
21
LPL Financial
California
$709K -$12.8K -947 -2%
AGA
22
Accuvest Global Advisors
Utah
$613K -$900K -66,795 -59%
CA
23
Cetera Advisors
Colorado
$470K +$2.01K +150 +0.4%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$452K +$92.5K +6,857 +26%
Ameriprise
25
Ameriprise
Minnesota
$355K +$187K +13,826 +111%
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