FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

65 hedge funds and large institutions have $146M invested in First Trust Senior Floating Rate Income Fund II in 2019 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 24 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
–
Holders Change %
0%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
24
Reduced
20
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
$8.33M
2
Morgan Stanley
Morgan Stanley
New York
$3.72M
3
GI
Gradient Investments
Minnesota
$6.66M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$760K
5
Invesco
Invesco
Georgia
$6.56M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$29.6M
2
WAM
Wolverine Asset Management
Illinois
$0
3
GC
Guggenheim Capital
Illinois
$2.77M
4
CRC
Curi RMB Capital
Illinois
$0
5
WCMNY
Westchester Capital Management (New York)
New York
$284K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$29.6M -$1.99M -158,303 -6%
SCM
2
Saba Capital Management
New York
$27.9M -$664K -52,875 -2%
RVPG
3
Relative Value Partners Group
$18.3M +$423K +33,734 +2%
EIA
4
Edgemoor Investment Advisors
Maryland
$9.84M +$176K +14,027 +2%
RCM
5
Rivernorth Capital Management
Florida
$8.33M +$2.95M +235,213 +55%
GI
6
Gradient Investments
Minnesota
$6.66M +$970K +77,301 +17%
Invesco
7
Invesco
Georgia
$6.56M +$748K +59,634 +13%
UBS Group
8
UBS Group
Switzerland
$3.73M +$745K +59,351 +25%
Morgan Stanley
9
Morgan Stanley
New York
$3.72M +$1.16M +92,164 +45%
VEA
10
Virtus ETF Advisers
New York
$2.98M +$197K +15,696 +7%
GC
11
Guggenheim Capital
Illinois
$2.77M -$1.49M -118,484 -35%
SIA
12
Sit Investment Associates
Minnesota
$2.2M – – –
TA
13
TFG Advisers
Michigan
$2.14M -$77.6K -6,181 -4%
PCM
14
PenderFund Capital Management
British Columbia, Canada
$1.63M – – –
FEG
15
Financial Enhancement Group
Indiana
$1.49M -$611K -48,674 -29%
Stifel Financial
16
Stifel Financial
Missouri
$1.41M -$181K -14,388 -11%
SFS
17
Shaker Financial Services
Virginia
$1.21M -$285K -22,751 -19%
Ameriprise
18
Ameriprise
Minnesota
$1.12M +$213K +16,973 +23%
QGA
19
Q Global Advisors
Texas
$969K +$196K +15,638 +25%
CCP
20
Clough Capital Partners
Massachusetts
$935K +$214K +17,075 +30%
MIG
21
Mariner Investment Group
New York
$782K +$418K +33,308 +115%
AC
22
Almitas Capital
California
$779K -$243K -19,466 -24%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$760K +$760K +60,568 New
FFA
24
First Foundation Advisors
California
$743K +$313K +24,917 +73%
PAG
25
Private Advisor Group
New Jersey
$666K +$309K +24,629 +87%
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