Rivernorth Capital Management’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

Rivernorth Capital Management’s Portfolio FCT Stock Details FCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-260,895	Closed	-$2.86M	–	372
2020 Q3	$2.86M	Sell	260,895 -584,168	-69%	-$6.42M	0.18%	110
2020 Q2	$9.2M	Buy	845,063 +162,066	+24%	+$1.72M	0.52%	50
2020 Q1	$6.5M	Buy	682,997 +19,018	+3%	+$221K	0.44%	60
2019 Q4	$8.33M	Buy	663,979 +235,213	+55%	+$2.84M	0.5%	51
2019 Q3	$5.14K	Buy	428,766 +11,868	+3%	+$141K	0.02%	91
2019 Q2	$5K	Sell	416,898 -241,139	-37%	-$2.9M	0.22%	75
2019 Q1	$7.78M	Buy	658,037 +295,867	+82%	+$3.51M	0.51%	61
2018 Q4	$4.05M	Buy	+362,170	New	+$4.33M	0.24%	102

Other funds holding FCT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

EIA

Edgemoor Investment Advisors Bethesda, Maryland $1.27B AUM 25.83% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

TFG Advisers Auburn Hills, Michigan $292M AUM 15.01% 1-Year Est. Return

Rivernorth Capital Management's FCT Position: Q4 2020 in Review

Rivernorth Capital Management sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q4 2020, closing a stake of 260,895 shares — an estimated $2.86M sold.

Rivernorth Capital Management first reported a position in FCT in Q4 2018 and held it in 8 quarters. The position peaked at $9.2M in Q2 2020. 68 funds tracked by Wall St. Rank hold FCT as of Q4 2020.

Rivernorth Capital Management reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q4 2020 after selling out during the quarter.
Rivernorth Capital Management sold 260,895 First Trust Senior Floating Rate Income Fund II shares in Q4 2020, an estimated $2.86M.
Rivernorth Capital Management first reported a position in First Trust Senior Floating Rate Income Fund II in Q4 2018 and held it in 8 quarters.
Rivernorth Capital Management's First Trust Senior Floating Rate Income Fund II position peaked at $9.2M in Q2 2020.
68 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q4 2020.

Based on Rivernorth Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.