FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

68 hedge funds and large institutions have $116M invested in First Trust Senior Floating Rate Income Fund II in 2020 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 14 increasing their positions, 23 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
68
Holders Change
+2
Holders Change %
+3.03%
% of All Funds
1.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
14
Reduced
23
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
$1.73M
2
Invesco
Invesco
Georgia
$8M
3
Stifel Financial
Stifel Financial
Missouri
$1.73M
4
OC
Oppenheimer & Co
New York
$672K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$1.91M

Top Sellers

1
SCM
Saba Capital Management
New York
$16M
2
RCM
Rivernorth Capital Management
Florida
$0
3
CCP
Clough Capital Partners
Massachusetts
$950K
4
Bank of America
Bank of America
North Carolina
$21.2M
5
SFS
Shaker Financial Services
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$21.2M -$1.11M -95,678 -5%
SCM
2
Saba Capital Management
New York
$16M -$3.77M -324,137 -19%
RVPG
3
Relative Value Partners Group
$14.2M -$606K -52,172 -4%
Morgan Stanley
4
Morgan Stanley
New York
$10.6M -$1.78K -153 -0%
GI
5
Gradient Investments
Minnesota
$10.3M -$136K -12,353 -1%
EIA
6
Edgemoor Investment Advisors
Maryland
$8.79M -$75.9K -6,534 -0.9%
Invesco
7
Invesco
Georgia
$8M +$460K +39,600 +6%
UBS Group
8
UBS Group
Switzerland
$3.25M -$308K -26,492 -9%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.91M +$332K +28,610 +21%
TA
10
TFG Advisers
Michigan
$1.87M -$29.7K -2,560 -2%
LPL Financial
11
LPL Financial
California
$1.73M +$1.73M +148,736 New
Stifel Financial
12
Stifel Financial
Missouri
$1.73M +$375K +32,231 +28%
GC
13
Guggenheim Capital
Illinois
$1.53M +$160K +13,765 +12%
CCP
14
Clough Capital Partners
Massachusetts
$950K -$1.75M -150,779 -65%
AAM
15
Advisors Asset Management
Colorado
$885K -$9.03K -777 -1%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$801K +$94K +8,087 +13%
PAS
17
Park Avenue Securities
New York
$759K +$57.1K +4,912 +8%
FFA
18
First Foundation Advisors
California
$757K +$44K +3,783 +6%
Ameriprise
19
Ameriprise
Minnesota
$740K -$157K -13,480 -17%
PCM
20
PenderFund Capital Management
British Columbia, Canada
$740K – – –
OC
21
Oppenheimer & Co
New York
$672K +$341K +29,368 +103%
PAG
22
Private Advisor Group
New Jersey
$590K -$14.7K -1,264 -2%
RJA
23
Raymond James & Associates
Florida
$495K -$89.3K -7,678 -15%
FEG
24
Financial Enhancement Group
Indiana
$454K -$528K -45,460 -54%
BRWA
25
B. Riley Wealth Advisors
Florida
$452K -$97.9K -8,413 -18%
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