FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

44 hedge funds and large institutions have $71.9M invested in First Trust Senior Floating Rate Income Fund II in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
+1
Holders Change %
+2.33%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
5
Increased
11
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCC
Bain Capital Credit
Massachusetts
$4.74M
2
Bank of America
Bank of America
North Carolina
$25.5M
3
GI
Gradient Investments
Minnesota
$1.93M
4
Morgan Stanley
Morgan Stanley
New York
$4.27M
5
RVP
Relative Value Partners
Illinois
$362K

Top Sellers

1
U
UBS
Switzerland
$8.03M
2
MIG
Mariner Investment Group
New York
$0
3
RIL
Rothschild Investment LLC
Illinois
$0
4
DA
Doliver Advisors
Texas
$237K
5
RJA
Raymond James & Associates
Florida
$1.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$25.5M +$891K +65,687 +4%
U
2
UBS
Switzerland
$8.03M -$744K -54,845 -8%
BCC
3
Bain Capital Credit
Massachusetts
$4.74M +$4.74M +349,714 New
Morgan Stanley
4
Morgan Stanley
New York
$4.27M +$475K +35,058 +13%
Wells Fargo
5
Wells Fargo
California
$3.78M -$3.91K -288 -0.1%
GC
6
Guggenheim Capital
Illinois
$2.59M +$345K +25,475 +15%
Invesco
7
Invesco
Georgia
$2.39M +$92.8K +6,846 +4%
TAM
8
Trust Asset Management
Texas
$2.13M – – –
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.11M -$7.8K -575 -0.4%
GI
10
Gradient Investments
Minnesota
$1.93M +$608K +44,858 +46%
RCM
11
Robinson Capital Management
Michigan
$1.78M – – –
CA
12
Cornerstone Advisors
North Carolina
$1.72M – – –
CS
13
Credit Suisse
Switzerland
$1.44M +$57.6K +4,250 +4%
LPL Financial
14
LPL Financial
California
$1.43M +$59.7K +4,431 +4%
RJA
15
Raymond James & Associates
Florida
$1.2M -$331K -24,404 -22%
JPMorgan Chase & Co
16
JPMorgan Chase & Co
New York
$1.16M – – –
Deutsche Bank
17
Deutsche Bank
Germany
$756K -$115K -8,500 -13%
Stifel Financial
18
Stifel Financial
Missouri
$733K +$157K +11,538 +27%
HK
19
Horizon Kinetics
New York
$709K – – –
HNB
20
Huntington National Bank
Ohio
$687K – – –
WAM
21
Wolverine Asset Management
Illinois
$533K -$135K -9,946 -20%
RVP
22
Relative Value Partners
Illinois
$362K +$362K +26,682 New
DA
23
Doliver Advisors
Texas
$237K -$403K -29,713 -63%
LPC
24
Loeb Partners Corp
New York
$207K – – –
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$193K +$35.2K +2,591 +22%
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