FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

47 hedge funds and large institutions have $85.3M invested in First Trust Senior Floating Rate Income Fund II in 2015 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
1.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
17
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$7.44M
2
YMRC
2
Yorktown Management & Research Company
Virginia
$3.19M
3
UBS Group
3
UBS Group
Switzerland
$3.6M
4
M&T Bank
4
M&T Bank
New York
$605K
5
Citigroup
5
Citigroup
New York
$854K

Top Sellers

1
MIG
1
Mariner Investment Group
New York
$0
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$287K
3
HNB
3
Huntington National Bank
Ohio
$539K
4
TAM
4
Trust Asset Management
Texas
$4.19M
5
LPC
5
Loeb Partners Corp
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$24.8M +$21.4K +1,629 +0.1%
Morgan Stanley
2
Morgan Stanley
New York
$8.97M +$347K +26,334 +4%
Baillie Gifford & Co
3
Baillie Gifford & Co
United Kingdom
$8.03M – – –
GC
4
Guggenheim Capital
Illinois
$7.44M +$3.06M +232,337 +70%
TAM
5
Trust Asset Management
Texas
$4.19M -$223K -16,939 -5%
UBS Group
6
UBS Group
Switzerland
$3.6M +$650K +49,369 +22%
Invesco
7
Invesco
Georgia
$3.54M +$132K +10,051 +4%
YMRC
8
Yorktown Management & Research Company
Virginia
$3.19M +$2.18M +166,000 +218%
GI
9
Gradient Investments
Minnesota
$2.77M +$278K +21,142 +11%
Wells Fargo
10
Wells Fargo
California
$2.61M -$158K -12,021 -6%
KA
11
Klingman & Associates
New York
$1.82M – – –
AAM
12
Advisors Asset Management
Colorado
$1.53M +$395K +30,046 +35%
LPL Financial
13
LPL Financial
California
$1.52M +$322K +24,382 +27%
Cohen & Steers
14
Cohen & Steers
New York
$1.28M – – –
JPMorgan Chase & Co
15
JPMorgan Chase & Co
New York
$1.13M +$197 +15 +0%
CS
16
Credit Suisse
Switzerland
$1.03M – – –
Stifel Financial
17
Stifel Financial
Missouri
$964K +$79.8K +6,066 +9%
Citigroup
18
Citigroup
New York
$854K +$432K +32,851 +103%
RJA
19
Raymond James & Associates
Florida
$832K +$48.1K +3,659 +6%
CA
20
Cetera Advisors
Colorado
$807K +$230K +17,545 +40%
HK
21
Horizon Kinetics
New York
$655K – – –
M&T Bank
22
M&T Bank
New York
$605K +$605K +46,000 New
HNB
23
Huntington National Bank
Ohio
$539K -$917K -66,390 Closed
AA
24
AQR Arbitrage
Connecticut
$331K -$183K -13,895 -36%
CI
25
CAZ Investments
Texas
$330K +$1.61K +122 +0.5%
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