FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

67 hedge funds and large institutions have $108M invested in First Trust Senior Floating Rate Income Fund II in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 20 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
67
Holders Change
-7
Holders Change %
-9.46%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
20
Reduced
20
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$18.6M
2
LPL Financial
2
LPL Financial
California
$13.7M
3
WWM
3
Wagner Wealth Management
South Carolina
$3.07M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.68M
5
JRCM
5
Jones Road Capital Management
New York
$2.35M

Top Sellers

1
LSC
1
Logan Stone Capital
Illinois
$0
2
SFS
2
Shaker Financial Services
Virginia
$247K
3
COLIM
3
City of London Investment Management
United Kingdom
$4.16M
4
MC
4
Matisse Capital
Oregon
$697K
5
CCP
5
Clough Capital Partners
Massachusetts
$166K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$18.6M +$1.95M +194,874 +12%
LPL Financial
2
LPL Financial
California
$13.7M +$1.47M +146,965 +12%
Bank of America
3
Bank of America
North Carolina
$10.9M -$82.5K -8,253 -0.8%
EIA
4
Edgemoor Investment Advisors
Maryland
$7.79M -$134K -13,404 -2%
1CP
5
1607 Capital Partners
Virginia
$6.31M – – –
Invesco
6
Invesco
Georgia
$5.29M -$416K -41,638 -7%
GC
7
Guggenheim Capital
Illinois
$4.62M -$50K -5,002 -1%
RVPG
8
Relative Value Partners Group
$4.2M -$138K -13,835 -3%
COLIM
9
City of London Investment Management
United Kingdom
$4.16M -$810K -80,991 -16%
WWM
10
Wagner Wealth Management
South Carolina
$3.07M +$1.23M +122,969 +67%
AAM
11
Advisors Asset Management
Colorado
$3.03M +$236K +23,631 +8%
DADC
12
D.A. Davidson & Co
Montana
$2.36M -$370K -36,950 -14%
JRCM
13
Jones Road Capital Management
New York
$2.35M +$700K +70,000 +42%
UBS Group
14
UBS Group
Switzerland
$2.21M +$43.8K +4,384 +2%
TA
15
TFG Advisers
Michigan
$1.89M +$17.1K +1,713 +0.9%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.8M +$48.6K +4,859 +3%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.68M +$890K +88,999 +113%
AA
18
AQR Arbitrage
Connecticut
$1.27M -$205K -20,469 -14%
Stifel Financial
19
Stifel Financial
Missouri
$1.16M +$52.3K +5,233 +5%
Osaic Holdings
20
Osaic Holdings
Arizona
$1.03M +$141K +14,066 +16%
Ameriprise
21
Ameriprise
Minnesota
$1M +$8.93K +893 +0.9%
EW
22
Evoke Wealth
California
$750K – – –
MC
23
Matisse Capital
Oregon
$697K -$672K -67,160 -49%
Wells Fargo
24
Wells Fargo
California
$684K -$72.9K -7,288 -10%
VEA
25
Virtus ETF Advisers
New York
$681K +$312K +31,161 +84%
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