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FCT

First Trust Senior Floating Rate Income Fund II

80 hedge funds and large institutions have $97.8M invested in First Trust Senior Floating Rate Income Fund II in 2022 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 24 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

229% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 7

23% more funds holding

Funds holding: 6580 (+15)

20% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 20

9% more capital invested

Capital invested by funds: $89.4M → $97.8M (+$8.39M)

5.05% more ownership

Funds ownership: 34.43%39.48% (+5%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
80
Holders Change
+15
Holders Change %
+23.08%
% of All Funds
1.29%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
23
Increased
24
Reduced
20
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$11.1M -$738K -75,114 -6%
LPL Financial
2
LPL Financial
California
$9.32M -$80.3K -8,177 -0.8%
EIA
3
Edgemoor Investment Advisors
Maryland
$7.72M -$387K -39,425 -5%
OCM
4
Oaktree Capital Management
California
$7.71M
Morgan Stanley
5
Morgan Stanley
New York
$6.02M +$1.72M +175,034 +38%
GC
6
Guggenheim Capital
Illinois
$5.69M -$558K -56,839 -9%
Invesco
7
Invesco
Georgia
$5.01M +$109K +11,097 +2%
1CP
8
1607 Capital Partners
Virginia
$4.43M +$4.57M +465,355 New
GI
9
Gradient Investments
Minnesota
$4.08M +$62.9K +6,401 +2%
RVPG
10
Relative Value Partners Group
$2.68M +$2.48M +252,665 +886%
DADC
11
D.A. Davidson & Co
Montana
$2.61M -$103K -10,478 -4%
UBS Group
12
UBS Group
Switzerland
$2.3M -$311K -31,682 -12%
GA
13
GraniteShares Advisors
New York
$2.23M -$82K -8,353 -3%
LSC
14
Logan Stone Capital
Illinois
$2.07M +$1.94M +197,090 +971%
AAM
15
Advisors Asset Management
Colorado
$1.92M +$328K +33,380 +20%
TA
16
TFG Advisers
Michigan
$1.82M -$21.2K -2,162 -1%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.64M +$150K +15,326 +10%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.43M +$571K +58,176 +63%
WAM
19
Wolverine Asset Management
Illinois
$1.28M +$657K +66,856 +99%
WWMSC
20
Wagner Wealth Management (South Carolina)
South Carolina
$1.17M +$1.21M +123,294 New
EE
21
EWG Elevate
California
$1.14M +$65.2K +6,643 +6%
Stifel Financial
22
Stifel Financial
Missouri
$1.12M -$60.3K -6,142 -5%
Ameriprise
23
Ameriprise
Minnesota
$889K -$81.3K -8,276 -8%
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
$751K
EW
25
Evoke Wealth
California
$715K

FCT Hedge Fund Activity: Q4 2022 in Review

80 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate Income Fund II (FCT) for Q4 2022, worth a combined $97.8M — up 9.4% from $89.4M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FCT positions and 7 closed out — a net gain of 16 holders — while 24 added to existing stakes and 20 trimmed.

The largest buyer was 1607 Capital Partners, opening a new position worth an estimated $4.57M. The largest seller was Bank of America, cutting an estimated $738K.

  • 80 institutional investors held First Trust Senior Floating Rate Income Fund II (FCT) as of Q4 2022, up from 65 in Q3 2022.
  • Funds reported $97.8M of First Trust Senior Floating Rate Income Fund II stock for Q4 2022, up 9.4% quarter-over-quarter.
  • 23 funds opened new First Trust Senior Floating Rate Income Fund II positions in Q4 2022 and 7 closed out, a net change of +16 holders.
  • The largest First Trust Senior Floating Rate Income Fund II buyer in Q4 2022 was 1607 Capital Partners, an estimated $4.57M added.
  • The largest First Trust Senior Floating Rate Income Fund II seller in Q4 2022 was Bank of America, an estimated $738K sold.

Based on aggregated 13F filings for Q4 2022.