FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

49 hedge funds and large institutions have $106M invested in First Trust Senior Floating Rate Income Fund II in 2016 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 21 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
+7
Holders Change %
+16.67%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
21
Reduced
13
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$29.6M
2
WCMNY
2
Westchester Capital Management (New York)
New York
$3.49M
3
FFA
3
First Foundation Advisors
California
$4.15M
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$1.79M
5
AAMU
5
Amundi Asset Management US
Massachusetts
$960K

Top Sellers

1
Baillie Gifford & Co
1
Baillie Gifford & Co
United Kingdom
$11.1M
2
BCC
2
Bain Capital Credit
Massachusetts
$0
3
UBS Group
3
UBS Group
Switzerland
$5.28M
4
GC
4
Guggenheim Capital
Illinois
$7.68M
5
YMRC
5
Yorktown Management & Research Company
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$29.6M +$2.45M +177,244 +9%
Baillie Gifford & Co
2
Baillie Gifford & Co
United Kingdom
$11.1M -$7.32M -529,109 -40%
Morgan Stanley
3
Morgan Stanley
New York
$9.04M -$194K -14,038 -2%
GC
4
Guggenheim Capital
Illinois
$7.68M -$1.42M -103,006 -16%
Invesco
5
Invesco
Georgia
$7.22M -$972K -70,302 -12%
UBS Group
6
UBS Group
Switzerland
$5.28M -$1.52M -110,077 -22%
GI
7
Gradient Investments
Minnesota
$4.55M +$215K +15,554 +5%
FFA
8
First Foundation Advisors
California
$4.15M +$1.4M +100,873 +51%
Wells Fargo
9
Wells Fargo
California
$3.56M +$422K +30,506 +13%
WCMNY
10
Westchester Capital Management (New York)
New York
$3.49M +$2.43M +176,038 +230%
AAM
11
Advisors Asset Management
Colorado
$2.76M -$267K -19,288 -9%
Stifel Financial
12
Stifel Financial
Missouri
$2.73M +$94.5K +6,846 +4%
KA
13
Klingman & Associates
New York
$1.88M -$42.1K -3,045 -2%
JPMorgan Chase & Co
14
JPMorgan Chase & Co
New York
$1.79M +$976K +70,588 +120%
AFP
15
Ausdal Financial Partners
Iowa
$1.58M +$3.46K +250 +0.2%
LPL Financial
16
LPL Financial
California
$1.38M +$24K +1,732 +2%
RJA
17
Raymond James & Associates
Florida
$1.37M +$410K +29,641 +43%
Cohen & Steers
18
Cohen & Steers
New York
$1.16M -$311K -22,461 -21%
AAMU
19
Amundi Asset Management US
Massachusetts
$960K +$960K +69,400 New
RJFSA
20
Raymond James Financial Services Advisors
Florida
$878K +$17.7K +1,280 +2%
CA
21
Cetera Advisors
Colorado
$476K -$162K -11,700 -25%
Goldman Sachs
22
Goldman Sachs
New York
$410K +$6.02K +435 +1%
MSAM
23
Moloney Securities Asset Management
Missouri
$314K +$314K +22,680 New
ICOA
24
Investment Centers of America
North Dakota
$264K +$32.7K +2,355 +14%
SRC
25
Shufro Rose & Co
New York
$257K +$257K +18,600 New
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