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FCT

First Trust Senior Floating Rate Income Fund II

49 hedge funds and large institutions have $106M invested in First Trust Senior Floating Rate Income Fund II in 2016 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 21 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

62% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 13

17% more funds holding

Funds holding: 4249 (+7)

4% less capital invested

Capital invested by funds: $110M → $106M (-$4.69M)

1.56% less ownership

Funds ownership: 30.21%28.66% (-1.6%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
49
Holders Change
+7
Holders Change %
+16.67%
% of All Funds
1.23%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
21
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$29.6M +$2.42M +177,244 +9%
Baillie Gifford & Co
2
Baillie Gifford & Co
United Kingdom
$11.1M -$7.22M -529,109 -40%
Morgan Stanley
3
Morgan Stanley
New York
$9.04M -$191K -14,038 -2%
GC
4
Guggenheim Capital
Illinois
$7.68M -$1.4M -103,006 -16%
Invesco
5
Invesco
Georgia
$7.22M -$959K -70,302 -12%
UBS Group
6
UBS Group
Switzerland
$5.28M -$1.5M -110,077 -22%
GI
7
Gradient Investments
Minnesota
$4.55M +$212K +15,554 +5%
FFA
8
First Foundation Advisors
California
$4.15M +$1.38M +100,873 +51%
Wells Fargo
9
Wells Fargo
California
$3.56M +$416K +30,506 +13%
WCMNY
10
Westchester Capital Management (New York)
New York
$3.49M +$2.4M +176,038 +230%
AAM
11
Advisors Asset Management
Colorado
$2.76M -$263K -19,288 -9%
Stifel Financial
12
Stifel Financial
Missouri
$2.73M +$93.4K +6,846 +4%
KA
13
Klingman & Associates
New York
$1.88M -$41.5K -3,045 -2%
JP Morgan Chase
14
JP Morgan Chase
New York
$1.79M +$963K +70,588 +120%
AFP
15
Ausdal Financial Partners
Iowa
$1.58M +$3.41K +250 +0.2%
LPL Financial
16
LPL Financial
California
$1.38M +$23.6K +1,732 +2%
RJA
17
Raymond James & Associates
Florida
$1.37M +$404K +29,641 +43%
Cohen & Steers
18
Cohen & Steers
New York
$1.16M -$306K -22,461 -21%
AAMU
19
Amundi Asset Management US
Massachusetts
$960K +$946K +69,400 New
RJFSA
20
Raymond James Financial Services Advisors
Florida
$878K +$17.5K +1,280 +2%
CA
21
Cetera Advisors
Colorado
$476K -$160K -11,700 -25%
Goldman Sachs
22
Goldman Sachs
New York
$410K +$5.93K +435 +1%
MSAM
23
Moloney Securities Asset Management
Missouri
$314K +$309K +22,680 New
ICOA
24
Investment Centers of America
North Dakota
$264K +$32.1K +2,355 +14%
SRC
25
Shufro Rose & Co
New York
$257K +$254K +18,600 New

FCT Hedge Fund Activity: Q4 2016 in Review

49 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate Income Fund II (FCT) for Q4 2016, worth a combined $106M — down 4.2% from $110M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FCT positions and 3 closed out — a net gain of 8 holders — while 21 added to existing stakes and 13 trimmed.

The largest buyer was Bank of America, adding an estimated $2.42M. The largest seller was Baillie Gifford & Co, cutting an estimated $7.22M.

  • 49 institutional investors held First Trust Senior Floating Rate Income Fund II (FCT) as of Q4 2016, up from 42 in Q3 2016.
  • Funds reported $106M of First Trust Senior Floating Rate Income Fund II stock for Q4 2016, down 4.2% quarter-over-quarter.
  • 11 funds opened new First Trust Senior Floating Rate Income Fund II positions in Q4 2016 and 3 closed out, a net change of +8 holders.
  • The largest First Trust Senior Floating Rate Income Fund II buyer in Q4 2016 was Bank of America, an estimated $2.42M added.
  • The largest First Trust Senior Floating Rate Income Fund II seller in Q4 2016 was Baillie Gifford & Co, an estimated $7.22M sold.

Based on aggregated 13F filings for Q4 2016.