Yorktown Management & Research Company’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

Yorktown Management & Research Company’s Portfolio FCT Stock Details FCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-87,900	Closed	-$1.2M	–	377
2016 Q3	$1.2M	Sell	87,900 -30,000	-25%	-$402K	0.26%	73
2016 Q2	$1.51M	Sell	117,900 -52,100	-31%	-$670K	0.34%	70
2016 Q1	$2.19M	Hold	170,000	–	–	0.42%	81
2015 Q4	$2.1M	Sell	170,000 -72,000	-30%	-$891K	0.37%	88
2015 Q3	$3.04M	Hold	242,000	–	–	0.5%	53
2015 Q2	$3.19M	Buy	242,000 +166,000	+218%	+$2.28M	0.56%	53
2015 Q1	$1.05M	Buy	+76,000	New	+$1.01M	0.19%	114

Other funds holding FCT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

Yorktown Management & Research Company's FCT Position: Q4 2016 in Review

Yorktown Management & Research Company sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q4 2016, closing a stake of 87,900 shares — an estimated $1.2M sold.

Yorktown Management & Research Company first reported a position in FCT in Q1 2015 and held it in 7 quarters. The position peaked at $3.19M in Q2 2015. 49 funds tracked by Wall St. Rank hold FCT as of Q4 2016.

Yorktown Management & Research Company reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q4 2016 after selling out during the quarter.
Yorktown Management & Research Company sold 87,900 First Trust Senior Floating Rate Income Fund II shares in Q4 2016, an estimated $1.2M.
Yorktown Management & Research Company first reported a position in First Trust Senior Floating Rate Income Fund II in Q1 2015 and held it in 7 quarters.
Yorktown Management & Research Company's First Trust Senior Floating Rate Income Fund II position peaked at $3.19M in Q2 2015.
49 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q4 2016.

Based on Yorktown Management & Research Company's 13F filing for Q4 2016, filed 10 Feb 2017.