FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

48 hedge funds and large institutions have $90M invested in First Trust Senior Floating Rate Income Fund II in 2015 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
-3
Holders Change %
-5.88%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
13
Increased
11
Reduced
14
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cohen & Steers
Cohen & Steers
New York
$1.34M
2
GC
Guggenheim Capital
Illinois
$4.6M
3
AAM
Advisors Asset Management
Colorado
$1.19M
4
YMRC
Yorktown Management & Research Company
Virginia
$1.05M
5
HNB
Huntington National Bank
Ohio
$917K

Top Sellers

1
CA
Cornerstone Advisors
North Carolina
$0
2
RVP
Relative Value Partners
Illinois
$1.9M
3
LCM
Laurion Capital Management
New York
$0
4
SG Americas Securities
SG Americas Securities
New York
$0
5
VKH
Virtu KCG Holdings
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$26M -$284K -20,546 -1%
Morgan Stanley
2
Morgan Stanley
New York
$9.05M +$477K +34,567 +6%
Baillie Gifford & Co
3
Baillie Gifford & Co
United Kingdom
$8.42M – – –
MIG
4
Mariner Investment Group
New York
$5.47M -$345K -24,985 -6%
TAM
5
Trust Asset Management
Texas
$4.63M +$894K +64,743 +24%
GC
6
Guggenheim Capital
Illinois
$4.6M +$1.23M +89,119 +37%
Invesco
7
Invesco
Georgia
$3.57M +$297K +21,523 +9%
UBS Group
8
UBS Group
Switzerland
$3.1M -$583K -42,223 -16%
Wells Fargo
9
Wells Fargo
California
$2.91M -$634K -45,887 -18%
GI
10
Gradient Investments
Minnesota
$2.62M +$203K +14,663 +8%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.98M -$20.7K -1,500 -1%
KA
12
Klingman & Associates
New York
$1.91M -$20.7K -1,500 -1%
RVP
13
Relative Value Partners
Illinois
$1.9M -$1.44M -104,496 -43%
Cohen & Steers
14
Cohen & Steers
New York
$1.34M +$1.34M +97,277 New
LPL Financial
15
LPL Financial
California
$1.26M -$117K -8,418 -8%
AAM
16
Advisors Asset Management
Colorado
$1.19M +$1.19M +85,866 New
JPMorgan Chase & Co
17
JPMorgan Chase & Co
New York
$1.18M -$262 -19 -0%
CS
18
Credit Suisse
Switzerland
$1.09M -$325K -23,533 -23%
YMRC
19
Yorktown Management & Research Company
Virginia
$1.05M +$1.05M +76,000 New
Stifel Financial
20
Stifel Financial
Missouri
$928K +$144K +10,428 +18%
HNB
21
Huntington National Bank
Ohio
$917K +$917K +66,390 New
RJA
22
Raymond James & Associates
Florida
$823K +$51.5K +3,727 +7%
HK
23
Horizon Kinetics
New York
$688K -$34.5K -2,500 -5%
CA
24
Cetera Advisors
Colorado
$609K +$609K +44,075 New
AA
25
AQR Arbitrage
Connecticut
$539K +$539K +39,041 New
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