FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

64 hedge funds and large institutions have $97.7M invested in First Trust Senior Floating Rate Income Fund II in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 25 increasing their positions, 13 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+5
Holders Change %
+8.47%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
25
Reduced
13
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DADC
1
D.A. Davidson & Co
Montana
$1.59M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.29M
3
LPL Financial
3
LPL Financial
California
$7.33M
4
JIP
4
Jaffetilchin Investment Partners
Florida
$599K
5
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$1M

Top Sellers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$509K
2
Morgan Stanley
2
Morgan Stanley
New York
$15.6M
3
Bank of America
3
Bank of America
North Carolina
$16.6M
4
EIA
4
Edgemoor Investment Advisors
Maryland
$9.85M
5
Invesco
5
Invesco
Georgia
$7.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$16.6M -$1.18M -96,003 -7%
Morgan Stanley
2
Morgan Stanley
New York
$15.6M -$1.24M -101,345 -7%
GI
3
Gradient Investments
Minnesota
$11.7M +$493K +40,317 +4%
EIA
4
Edgemoor Investment Advisors
Maryland
$9.85M -$912K -74,499 -8%
LPL Financial
5
LPL Financial
California
$7.33M +$741K +60,556 +11%
Invesco
6
Invesco
Georgia
$7.3M -$694K -56,677 -9%
UBS Group
7
UBS Group
Switzerland
$3.6M +$194K +15,831 +6%
Stifel Financial
8
Stifel Financial
Missouri
$3.12M +$478K +39,061 +18%
TA
9
TFG Advisers
Michigan
$2.07M +$34.5K +2,821 +2%
GC
10
Guggenheim Capital
Illinois
$1.93M +$444K +36,314 +30%
DADC
11
D.A. Davidson & Co
Montana
$1.59M +$1.59M +130,183 New
Ameriprise
12
Ameriprise
Minnesota
$1.59M -$125K -10,176 -7%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.29M +$804K +65,700 +167%
Thrivent Financial for Lutherans
14
Thrivent Financial for Lutherans
Minnesota
$1M +$588K +48,032 +141%
PAG
15
Private Advisor Group
New Jersey
$998K +$435K +35,487 +77%
MAFM
16
Mid Atlantic Financial Management
Pennsylvania
$925K +$279K +22,800 +43%
AAM
17
Advisors Asset Management
Colorado
$916K +$6.17K +504 +0.7%
OC
18
Oppenheimer & Co
New York
$872K +$28K +2,291 +3%
Osaic Holdings
19
Osaic Holdings
Arizona
$774K +$172K +14,094 +29%
JIP
20
Jaffetilchin Investment Partners
Florida
$599K +$599K +48,963 New
VEA
21
Virtus ETF Advisers
New York
$579K +$50.2K +4,101 +9%
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$536K +$292K +23,916 +120%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$509K -$1.62M -132,472 -76%
BRWA
24
B. Riley Wealth Advisors
Florida
$472K -$47.1K -3,843 -9%
SFS
25
Shaker Financial Services
Virginia
$467K +$467K +38,129 New
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